Potomac Analytics' Logo

FINRA Awards for Wells Fargo Clearing Services

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 151-160 out of 483 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0232506/03/2022Claimant(s): Travis McGann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie I. Holder
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
21-0254406/03/2022Claimant(s): Donald Wyrick
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): John P. Cullem
Hearing Site: Nashville, TN
21-0257305/25/2022Claimant(s): Timothy Souhrada
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
18-0398105/17/2022Claimant(s): Anthony Dertouzos
Claimant Lawyers(s): Kevin T. Hoffman
Respondent(s): David Carroll, David Kowach, Wells Fargo Advisors, Wells Fargo Clearing Services, Mary Mack
Respondent Lawyers(s): John O. Lukanski
Arbitrator(s): Emad A. Zikry, James M. Rhodes, David John Reilly
Hearing Site: New York, NY
21-0136505/16/2022Claimant(s): Allen Wilson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, J. B. Hanauer & Co.
Respondent Lawyers(s): Leyla Bari, Michael Naccarato
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
20-0205104/12/2022Claimant(s): Robert Haas
Claimant Lawyers(s): Michael A. Nagy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Judith P. Meyer, Laura A. Kaster, George Swindasz
Hearing Site: Philadelphia, PA
21-0164904/12/2022Claimant(s): John Reagan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
21-0208203/25/2022Claimant(s): Manfred Kanther
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
21-0144003/23/2022Claimant(s): Justin Hoyt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp., Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers, Neal S. Robb
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Phoenix, AZ
21-0010103/17/2022Claimant(s): William Valle
Claimant Lawyers(s): William Isaac Valle
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Ellen J. Abrams, Richard S. Herman, Krista Fanning Kersey
Hearing Site: Boca Raton, FL

483 Results

Display: