Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01196 | 11/29/2022 | Claimant(s): Edward Abrams, Hildie Abrams, Edward Abrams IRA, Hildie Abrams IRA Claimant Lawyers(s): Edward Adams Respondent(s): LPL Financial LLC Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Charles G. Michaels, Donald N. Tolin, Rebecca Sone O'Rourke Hearing Site: Denver, CO |  | Expungement |
| 22-00522 | 11/28/2022 | Claimant(s): Michael Valiente Claimant Lawyers(s): Zachary Morse Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Barbara M. Zak Hearing Site: Los Angeles, CA | ||
| 22-00888 | 11/08/2022 | Claimant(s): Josh Oliver Claimant Lawyers(s): David E. Dobin Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): David Adams Reif Hearing Site: Hartford, CT | ||
| 22-00709 | 11/07/2022 | Claimant(s): Robert Krieger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Clive I. Morrick Hearing Site: New York, NY | ||
| 22-00017 | 10/26/2022 | Claimant(s): Todd Gautreaux Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): Karen Roberts Washington Hearing Site: New Orleans, LA | ||
| 22-00543 | 10/14/2022 | Claimant(s): Joseph Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Jim Geiger Hearing Site: Louisville, KY | ||
| 22-01044 | 10/13/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski Claimant Lawyers(s): Alex E. Rogers Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | | Expungement |
| 21-01427 | 10/13/2022 | Claimant(s): Nancy Flaherty Claimant Lawyers(s): Ryan Gustafson Respondent(s): LPL Financial LLC, Shawn Hochuli Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Victoria E Johnson, Constance Ellen Boukidis, Barry D. Kaye Hearing Site: Los Angeles, CA | | $0 |
| 22-00708 | 10/12/2022 | Claimant(s): Travis Barnes Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL | ||
| 22-00082 | 09/26/2022 | Claimant(s): Daniel Pinkerton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): John J. Fitzpatrick Hearing Site: Helena, MT |