Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01514 | 12/03/2020 | Claimant(s): Sandeep Varma Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Randy R. Maher Hearing Site: San Diego, CA | ||
| 20-00015 | 11/09/2020 | Claimant(s): Jonathan Lopez Claimant Lawyers(s): Tosh D Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 20-00798 | 09/10/2020 | Claimant(s): SAM BHUSHAN Claimant Lawyers(s): Frances Menzer Respondent(s): Burch & Company Respondent Lawyers(s): Anthony J. Durone Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 20-01309 | 09/10/2020 | Claimant(s): Dolan Family Trust Account Claimant Lawyers(s): Hilton Wiener Respondent(s): Jonah Engler Respondent Lawyers(s): Jonah Engler Arbitrator(s): Janice L. Sperow Hearing Site: San Diego, CA |  | $72,000 |
| 19-02252 | 04/10/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Eli Moeller Respondent Lawyers(s): Eli Moeller Arbitrator(s): Sally G. Williams Hearing Site: San Diego, CA | ||
| 19-00315 | 02/03/2020 | Claimant(s): Michael Bakos Claimant Lawyers(s): Frances Menzer Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Leslie Blickenstaff Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA | ||
| 18-02540 | 01/02/2020 | Claimant(s): Alex Wilson, Bryan Clapham, James Goggins, Jason Proctor, Jennifer Meyer, Michael Andrews Claimant Lawyers(s): Jonah A Toleno Respondent(s): USAAFinancial Advisors. Respondent Lawyers(s): Michael R. Greco Arbitrator(s): Deanna J. Johnson, Randall B Christison, Blake Dean Baxter Hearing Site: San Diego, CA | ||
| 19-01360 | 11/22/2019 | Claimant(s): Terrance Arges Claimant Lawyers(s): Kevin J. Mirch Respondent(s): LPL Financial LLC Respondent Lawyers(s): David S. Markun Arbitrator(s): Steven A. Fox, Mitchell Lee Lathrop, Dan Deuprey Hearing Site: San Diego, CA | ||
| 19-01689 | 11/19/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC Claimant Lawyers(s): Timothy N. Will Respondent(s): Ryan Ashton Respondent Lawyers(s): Ryan Manning Ashton Arbitrator(s): Evan A. Gould Hearing Site: San Diego, CA | ||
| 19-00411 | 11/14/2019 | Claimant(s): Robert Rose Claimant Lawyers(s): Frances Menzer Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Nicholas N. George Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA |