19-03817 | 12/06/2021 | Claimant(s): D. Blankenship Claimant Lawyers(s): Frances Menzer Respondent(s): Independent Financial Group. Respondent Lawyers(s): Robert L. Gonser Arbitrator(s): David Sear, Randy R. Maher, Thomas L. Marshall Hearing Site: San Diego, CA
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21-01267 | 11/03/2021 | Claimant(s): Christian Risenmay Claimant Lawyers(s): Jake Jacobsen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
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21-01307 | 11/02/2021 | Claimant(s): Stephen Biesinger Claimant Lawyers(s): Jake L. Jacobsen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
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21-00527 | 10/29/2021 | Claimant(s): Raymond James Financial Services. Claimant Lawyers(s): Peter S. Fruin Respondent(s): Mark Boucher Respondent Lawyers(s): Mark Joseph Boucher Arbitrator(s): Charles Chia-Lin Hsieh Hearing Site: San Diego, CA
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20-03015 | 10/20/2021 | Claimant(s): Paul Neves Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
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20-03142 | 10/07/2021 | Claimant(s): Paul Neves Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA
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21-01456 | 09/27/2021 | Claimant(s): Jordan Ganzekaufer Claimant Lawyers(s): Jordan Ganzekaufer Respondent(s): TD Ameritrade. Respondent Lawyers(s): Anthony L. Valenzuela Arbitrator(s): Robert E. Jenks Hearing Site: San Diego, CA
| | $3,213 |
19-03145 | 09/10/2021 | Claimant(s): Wilgus Family Survivors Trust Claimant Lawyers(s): Jeffrey K. Wilgus Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Herbert Liberman, Katherine Jane Morris, Helen W. Kinnaird Hearing Site: San Diego, CA
| | Dismissed by Rule 12504(b) |
19-02822 | 08/06/2021 | Claimant(s): Constantine Cristo Claimant Lawyers(s): Constantine Gus Cristo Respondent(s): Charles Schwab & Co.., Charles Schwab Bank, Charles Schwab Corporation, Charles Schwab Investment Management Inc, Schwab Holdings. Respondent Lawyers(s): Stacey M. Garrett Arbitrator(s): Robert Rosen, Sally G. Williams, Thomas L. Marshall Hearing Site: San Diego, CA
| | $0 |
21-01239 | 07/30/2021 | Claimant(s): Kalyn Walker, Perry Zeigler Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA
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