| 17-02447 | 08/10/2018 | Claimant(s): Ryan Hyslop
Claimant Lawyers(s): Owen Harnett
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Robert F. Saint-Aubin, Sally G. Williams, Kevin L. Wheeler
Hearing Site: San Diego, CA
| | |
| 18-00959 | 07/31/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jonathan Chang
Respondent Lawyers(s): Jonathan J. Chang
Arbitrator(s): Herbert Liberman
Hearing Site: San Diego, CA
| | |
| 17-00857 | 06/25/2018 | Claimant(s): Kris Dielman, Sandy Dielman
Claimant Lawyers(s): Robert Traylor
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Gavin E. Gruber
Arbitrator(s): Mark R. Lee, Randy R. Maher, Deanna Margaret Veitia
Hearing Site: San Diego, CA
|  | $1,091,580 |
| 17-03107 | 06/19/2018 | Claimant(s): Daniel Dodgen
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): AXA Advisors
Respondent Lawyers(s): Pamela Rosado
Arbitrator(s): Nancy J. Spieczny
Hearing Site: San Diego, CA
| | |
| 16-03121 | 05/22/2018 | Claimant(s): Terri Greenamyer Revocable Tr dtd 5/8/92
Claimant Lawyers(s): Vincent D. Slavens
Respondent(s): Wedbush Securities Inc., Karen Brady
Respondent Lawyers(s): John Stenson
Arbitrator(s): Mandel E. Himelstein, Evan A. Gould, Lei-Chala Indee Wilson
Hearing Site: San Diego, CA
| | Expungement |
| 17-02492 | 04/24/2018 | Claimant(s): Fred Hamsayeh
Claimant Lawyers(s): Owen Harnett
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Shelley Davenport
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
| | |
| 16-01853 | 03/13/2018 | Claimant(s): Jennifer Marun, representing the estate
Claimant Lawyers(s): Rachel Vrana
Respondent(s): David Dodd, David Reicks, Elizabeth Zuniga, Citigroup Global Markets., Juan Cabanas, UBS Financial Services Inc.
Respondent Lawyers(s): Terry Ross
Arbitrator(s): Michael E. Rohde, Shawn Michael Spaulding, Charles H. Dick
Hearing Site: San Diego, CA
| | Expungement |
| 17-02859 | 02/28/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Timothy N Will
Respondent(s): Theodore Tadeusiak
Respondent Lawyers(s): Theodore James Tadeusiak
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
| | |
| 17-01545 | 02/01/2018 | Claimant(s): George Melbrod, Scott Melbrod
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Scott R. Forbush
Arbitrator(s): Gunnar Thowsen, Herbert Liberman, Robert F. Saint-Aubin
Hearing Site: San Diego, CA
| | |
| 16-02621 | 01/11/2018 | Claimant(s): John Wright
Claimant Lawyers(s): Brian D. Miller
Respondent(s): Ryan Bowers, Enviso Capital
Respondent Lawyers(s): Vincent Slavens
Arbitrator(s): Mark R. Lee, Mary Elizabeth Geerdes, John Scott Carter
Hearing Site: San Diego, CA
| | $0 |
