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FINRA Awards for Terry Ross

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0185303/13/2018Claimant(s): Jennifer Marun, representing the estate
Claimant Lawyers(s): Rachel Vrana
Respondent(s): David Dodd, David Reicks, Elizabeth Zuniga, Citigroup Global Markets., Juan Cabanas, UBS Financial Services Inc.
Respondent Lawyers(s): Terry Ross
Arbitrator(s): Michael E. Rohde, Shawn Michael Spaulding, Charles H. Dick
Hearing Site: San Diego, CA
Checkmark IconExpungement
08-0136102/03/2010Claimant(s): Michael Bond and Margaret Bond
Claimant Lawyers(s): Garry R. Appel
Respondent(s): UBS Securities LLC, UBS Financial Services Inc.
Respondent Lawyers(s): Terry Ross
Arbitrator(s): Samuel E. Wing
Hearing Site: Denver, CO
Checkmark Icon$244,300

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