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FINRA Awards for Chase Investment Services Corp.

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Displaying 31-40 out of 125 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0140603/08/2016Claimant(s): Stephanie Cover Revocable Trust, Sarah, The Stephanie Cover Rev. Trust
Claimant Lawyers(s): Kristine Arlitt, William D. Crist
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Ronald D. Smith
Arbitrator(s): James P. Kinkade, Andrea U. Calve, Sherrie R. Abney
Hearing Site: Dallas, TX
Checkmark Icon$0
13-0313310/19/2015Claimant(s): Nico Phillips
Claimant Lawyers(s): Nico Phillips
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): William G. Binckes, Robert L. Nisely, Robert E. Anderson
Hearing Site: New York, NY
Checkmark Icon$0
14-0162906/02/2015Claimant(s): Bryant Graham
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Jack Friedman, Clarence Smith, James D. Yellen
Hearing Site: New York, NY
11-0424206/02/2015Claimant(s): Anatoliy Matsur
Claimant Lawyers(s): Gareth De Santiago-Keene
Respondent(s): Alberto Chavez, Chase Investment Services Corp., John Cholankeril
Respondent Lawyers(s): Thomas E. Stagg
Arbitrator(s): Morton S. Bunis, Mia Scanga, John Herbert Grefe
Hearing Site: Newark, NJ
Checkmark Icon$0
11-0123603/18/2015Claimant(s): Angela Polito, Antonio Polito
Claimant Lawyers(s): Andrew J. Schatkin
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
Checkmark IconExpungement
14-0047711/20/2014Claimant(s): Ilan Preis
Claimant Lawyers(s): Henry L. Saurborn, Jr.
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Walter A. Saurack
Arbitrator(s): Fern Sue Reidman
Hearing Site: New York, NY
13-0239410/24/2014Claimant(s): Noah Morgan
Claimant Lawyers(s): Noah C. Morgan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert J. Scafuri, Chris D. Kontos, Howard T.D. Spence
Hearing Site: Detroit, MI
12-0349408/19/2014Claimant(s): Craig Urban
Claimant Lawyers(s): Craig B. Urban
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Anna Wermuth
Arbitrator(s): Rody P. Biggert, Raymond P. Buschmann, Harvey R. Herman
Hearing Site: Chicago, IL
13-0234407/22/2014Claimant(s): Walter Prochorenko
Claimant Lawyers(s): Michael Farhi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Susan L. Nardone
Arbitrator(s): Ernest Edward Badway, Linda J. Baer, Paul Allan Massaro
Hearing Site: Newark, NJ
12-0052606/05/2014Claimant(s): Mark Newman
Claimant Lawyers(s): Philip J. Campisi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Michael Fischetti
Hearing Site: Newark, NJ
Checkmark IconExpungement

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