| 07-01310 | 10/30/2009 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Michael H. Gibson
Respondent(s): Greg Cox, Michael Frontino, Phillip Morgan
Respondent Lawyers(s): Christopher S. Smith
Arbitrator(s): W. Sean Kelleher, Wayne J. Thaemert, Harry Carl Taylor
Hearing Site: Charleston, WV
| | |
| 08-03237 | 10/20/2009 | Claimant(s): David Medina
Claimant Lawyers(s): Joni M Fixel
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Norman D. Hawkins
Arbitrator(s): Robert A. Vogler, Barry Goldman, John A. Cook
Hearing Site: Detroit, MI
| | |
| 08-04508 | 10/09/2009 | Claimant(s): Elva Vasquez
Claimant Lawyers(s): Randall A. Pulman
Respondent(s): Chase Investment Services Corp., Jonathan Cromwell, Thomas Davila
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Randall W Heinrich, James Sean Healey, William Richard Smith
Hearing Site: Houston, TX
|  | $75,000 |
| 08-02059 | 06/10/2009 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): Brian Radoo, Next Financial Group.
Respondent Lawyers(s): Brian Radoo, Melvin G. Mosley
Arbitrator(s): Marguerite B. Filson, Robert S. Getman, James D. Yellen
Hearing Site: New York, NY
| | |
| 08-01656 | 05/19/2009 | Claimant(s): Barry Liben
Claimant Lawyers(s): Michael J. Sullivan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Christopher M. Burky
Arbitrator(s): Charles L. Prothero, Douglas John Baumann, Robert Philip Mather
Hearing Site: Newark, NJ
| | $16,205 |
| 08-03750 | 05/08/2009 | Claimant(s): Henry McGhee
Claimant Lawyers(s): Henry Dewitt McGhee
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Bradley J. Johnson
Arbitrator(s): Richard A. Van Kalker
Hearing Site: Chicago, IL
| | $0 |
| 08-02904 | 03/24/2009 | Claimant(s): Avraham Amit
Claimant Lawyers(s): Avraham R Amit
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): Ray L. Cox
Hearing Site: Houston, TX
| | $213 |
| 07-03445 | 03/02/2009 | Claimant(s): Ralph Diaz
Claimant Lawyers(s): Mark J. Astarita
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Thomas Sargant, Theodore L. Leeb, Mitchell Lee Marinello
Hearing Site: Chicago, IL
| | |
| 08-01593 | 12/31/2008 | Claimant(s): Jeffrey Brown
Claimant Lawyers(s): Jeffrey D. Brown
Respondent(s): Chase Investment Services Corp., Lamon Jackson, Susan Vanspybrook
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): William H. Morris
Hearing Site: Detroit, MI
| | $88 |
| 07-02956 | 08/08/2008 | Claimant(s): Isidore Fields and Dolores Fields
Claimant Lawyers(s): Isidore Fields
Respondent(s): Chase Investment Services Corp., Loren Bailey, Nicholas Manchisi
Respondent Lawyers(s): Sheila E. Carson
Arbitrator(s): Walter A. Kapuscinski, Kenneth J. Horowitz, S. Charles Tabak
Hearing Site: Newark, NJ
| | $0 |
