Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01711 | 12/23/2013 | Claimant(s): Terry Maresh Claimant Lawyers(s): Terry D. Maresh Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Felde Hoffman Arbitrator(s): Randall W Heinrich Hearing Site: Houston, TX |  | $825 |
| 11-03309 | 10/04/2013 | Claimant(s): Kim Collins Claimant Lawyers(s): Moshe Y. Singer Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Randall W Heinrich Hearing Site: New Orleans, LA | | $0 |
| 10-00353 | 07/21/2011 | Claimant(s): Keith Newman, Shaila Newman Claimant Lawyers(s): Keith Newman, Shaila Newman Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Randall W Heinrich Hearing Site: Houston, TX | | $0 |
| 08-04508 | 10/09/2009 | Claimant(s): Elva Vasquez Claimant Lawyers(s): Randall A. Pulman Respondent(s): Chase Investment Services Corp., Jonathan Cromwell, Thomas Davila Respondent Lawyers(s): Bradley J. Johnson Arbitrator(s): Randall W Heinrich, James Sean Healey, William Richard Smith Hearing Site: Houston, TX | | $75,000 |