| 17-02863 | 07/02/2018 | Claimant(s): Donald Hehir
Claimant Lawyers(s): Eric Litow
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | |
| 17-01643 | 03/28/2018 | Claimant(s): Nadia Kilada
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley, Eric Hernandez
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Morton S. Bunis, Anna Lascar, Brooks White
Hearing Site: New York, NY
|  | $0 |
| 16-01890 | 07/12/2017 | Claimant(s): Jan Alpert
Claimant Lawyers(s): Jan Alpert
Respondent(s): Wells Fargo Advisors, Jeffrey Thiele
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Bernard A. Kesselman, Anna Lascar, Mitchell Regenbogen
Hearing Site: New York, NY
| | Expungement |
| 12-04083 | 07/11/2017 | Claimant(s): Denise Hoffman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Gary Zwetchkenbaum, Gilford Securities Incorporated
Respondent Lawyers(s): David S. Richan, Eric J. Sussman
Arbitrator(s): Richard W. Vallario, Irwin Kahn, Anna Lascar
Hearing Site: New York, NY
| | $206,783 |
| 16-02478 | 03/16/2017 | Claimant(s): Ramnarain Jaigobind
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Jeffrey F. Friedman, Sam Antar, Anna Lascar
Hearing Site: New York, NY
| | |
| 16-02778 | 02/27/2017 | Claimant(s): Gregg Cuvin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | |
| 15-03326 | 10/24/2016 | Claimant(s): Timothy West
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Mark Miranda, Robert Ciaccio, Rubin Tollinchi
Respondent Lawyers(s): Mark Andrew Miranda, Robert Thomas Ciaccio, Rubin Anthony Tollinchi
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | $0 |
| 16-00968 | 09/28/2016 | Claimant(s): Michael Moskowitz
Claimant Lawyers(s): Patrick Mahoney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | |
| 15-02359 | 02/08/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Kenneth M Murray
Respondent(s): Michael Marceda
Respondent Lawyers(s): Michael Rocco Marceda
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | |
| 15-00878 | 12/24/2015 | Claimant(s): Rockwell Global Capital LLC
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Michael Resciniti
Respondent Lawyers(s): Michael James Resciniti
Arbitrator(s): Jerome H. Levy, Emily Diamond, Anna Lascar
Hearing Site: New York, NY
| | |
