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FINRA Awards for Michael Rocco Marceda

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0235902/08/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Kenneth M Murray
Respondent(s): Michael Marceda
Respondent Lawyers(s): Michael Rocco Marceda
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY

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