| 08-01412 | 08/18/2010 | Claimant(s): Gerard Chang
Claimant Lawyers(s): Gerard Chang
Respondent(s): Deborah Tharp, Citigroup Global Markets., Paul Katerndahl, Citigroup Smith Barney.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Ferdinand Schoch, Harry B. Endsley, Juleanne A. Thiebaut
Hearing Site: San Francisco, CA
|  | $0 |
| 09-04585 | 07/30/2010 | Claimant(s): Benjamin Mathis, Harold Mathis
Claimant Lawyers(s): Benjamin Mathis, Harold Mathis
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Donald K. Eckhardt, Arno C. Schwethelm, William A. Wilson
Hearing Site: Houston, TX
| | $25,000 |
| 09-00127 | 02/17/2010 | Claimant(s): Sanford Josephson, Sanford Josephson Rev Living Trust
Claimant Lawyers(s): Alan Foxman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): David L. Hodgson, Gilbert A. Schnirman, Ellen J. Abrams
Hearing Site: Boca Raton, FL
| | $0 |
| 09-01094 | 01/19/2010 | Claimant(s): Fredi Queen
Claimant Lawyers(s): David H. Ledgin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Vicki Z. Holleman, Michael F. Fitzgerald, Alvin Green
Hearing Site: New York, NY
| | $0 |
| 08-02775 | 09/24/2009 | Claimant(s): Zvi Osterweil
Claimant Lawyers(s): Rebecca C. Davis
Respondent(s): Citigroup Global Markets., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger, Joseph L. Calabrese
Arbitrator(s): Joan M. Traub, Michael Ross, Charles F. Titterton
Hearing Site: New York, NY
| | $40,000 |
| 08-04765 | 08/20/2009 | Claimant(s): Norman Stoll
Claimant Lawyers(s): Jon H. Patterson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
| | $425 |
| 07-02490 | 03/09/2009 | Claimant(s): Pueblo of Zuni
Claimant Lawyers(s): Mario J. Martinez
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Patrick J. Halter, Frederick K. Steiner, William J. Kenna
Hearing Site: Albuquerque, NM
| | $0 |
| 07-00350 | 12/22/2008 | Claimant(s): Jose. E. Cruz, IRA
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Cheryl R. Kershner, James Conrad Riewerts, Sharon Truluck Maier
Hearing Site: San Francisco, CA
| | $75,000 |
| 08-00841 | 11/19/2008 | Claimant(s): Emily Martin Revocable Living Trust
Claimant Lawyers(s): Brett Alcala
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Thomas C. McNally, David R. Finch, Mary H. Evans
Hearing Site: San Francisco, CA
| | $105,550 |
| 07-03489 | 10/14/2008 | Claimant(s): Miguel A. Falcon and Marta Ortiz-Cruz
Claimant Lawyers(s): Elba Sanchez-Gonzalez
Respondent(s): Citigroup Global Markets Puerto Rico Inc
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Elena G. Rodriguez, Jonathan H. Parker, Reinaldo Royo
Hearing Site: San Juan, PR
| | $0 |
