| 20-04192 | 06/01/2021 | Claimant(s): James Abonyi
Claimant Lawyers(s): James M. Abonyi
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Barbara M. Zak
Hearing Site: San Diego, CA
|  | $88 |
| 19-03494 | 05/21/2021 | Claimant(s): Mahes Prasad
Claimant Lawyers(s): Alan Baskin
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): Barbara M. Zak
Hearing Site: Phoenix, AZ
| | |
| 19-03649 | 09/04/2020 | Claimant(s): Robert Binkele
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Raymond James Financial Services., J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Robert Rudnicki
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | |
| 19-02594 | 06/30/2020 | Claimant(s): Ross Pake
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | |
| 19-03466 | 06/22/2020 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Joseph Pastore
Respondent Lawyers(s): Joseph Edward Pastore
Arbitrator(s): Barbara M. Zak, Katharine Reed Coleman, John R Sustersic
Hearing Site: Los Angeles, CA
| | |
| 19-03308 | 06/11/2020 | Claimant(s): Aaron Clark
Claimant Lawyers(s): Russell Chapman
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | |
| 19-02709 | 03/27/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Joshua Norton
Respondent(s): Xiangyu Zhang
Respondent Lawyers(s): Franklin Tzeng
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | |
| 17-03494 | 08/20/2019 | Claimant(s): Suzanne Takowsky, Suzanne Takowsky Rev Trust DTD 5/20/14
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Barbara M. Zak, Pamela Jane Koslow, Erin Person
Hearing Site: Los Angeles, CA
| | $300 |
| 17-02237 | 03/27/2019 | Claimant(s): The Frances E Wright Trust
Claimant Lawyers(s): Roger T. Wright
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | $0 |
| 18-01138 | 02/04/2019 | Claimant(s): Antoine Souma
Claimant Lawyers(s): Robert D Mitchell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cheryl S. Chang
Arbitrator(s): Barbara M. Zak, James R. Duncan, Morris S. Getzels
Hearing Site: Los Angeles, CA
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