| 13-02477 | 05/14/2014 | Claimant(s): Gregory Niemann Living Trust, Leila Niemann Living Trust, The Niemann Family Revocable Trust
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Salvatore A. Sciortino, Judith Porter, Kendall C. Reed
Hearing Site: Los Angeles, CA
|  | Expungement |
| 13-00279 | 10/23/2013 | Claimant(s): Alex Froloff
Claimant Lawyers(s): Alex Gregory Froloff
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Mack E. McCain
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $3,838 |
| 12-02485 | 10/14/2013 | Claimant(s): Lantaya West Weaver
Claimant Lawyers(s): David Akintimoye
Respondent(s): Jermaine Jamison, Ameriprise Financial Services.
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 12-03186 | 04/09/2013 | Claimant(s): John & Anna Genna
Claimant Lawyers(s): John Genna
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 12-01261 | 09/14/2012 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Dianne Baquet Smith
Respondent(s): Kent Chung
Respondent Lawyers(s): Michael A. Gould
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 10-04022 | 02/28/2012 | Claimant(s): Andrew Vogelbach, Karl Vogelbach, Karl Heinrich Vogelbach MD MPP & Trust U, Karl HeinrichVogelback MD MNY Prchse PL
Claimant Lawyers(s): J. Christopher Wehrle
Respondent(s): Jens Spitta, Quincy Cass Associatesorporated
Respondent Lawyers(s): Sylvia M. Scott
Arbitrator(s): David W. Dresnick, Kendall C. Reed, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
| | $0 |
| 10-05387 | 02/10/2012 | Claimant(s): WT Acquisition LLC
Claimant Lawyers(s): Peter S. Dealy
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $1,359 |
| 09-02544 | 02/10/2012 | Claimant(s): John Agamalian, John Karl Agamalian Family Trust, The Adams Family Trust, The Elizabeth Agamalian Family Trust
Claimant Lawyers(s): Lon B. Isaacson
Respondent(s): Wedbush Securities Inc., Michael Farah
Respondent Lawyers(s): Charles LaChaussee, David Harrison
Arbitrator(s): Robert D. Sussin, Robert P. Clifford, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 09-06492 | 09/06/2011 | Claimant(s): Amir Monsefi
Claimant Lawyers(s): Faryan Andrew Afifi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Barton J. Brewer, Debra Brothers Self, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 10-04643 | 05/23/2011 | Claimant(s): Janbaz Sidiqi
Claimant Lawyers(s): Janbaz Sidiqi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $88 |
