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FINRA Awards for Wells Fargo Advisors

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Displaying 911-920 out of 967 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0351812/16/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Danny Vivian
Respondent Lawyers(s): Danny H. Vivian
Arbitrator(s): Dean J. Dietrich
Hearing Site: Los Angeles, CA
09-0515812/14/2010Claimant(s): Lynda Adee
Claimant Lawyers(s): Elizabeth A. O'Brien
Respondent(s): Wells Fargo Advisors, Thorolf Teigen
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Walter J. Huntley
Hearing Site: San Francisco, CA
Checkmark Icon$53,000
10-0201312/07/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Mark Lee
Respondent Lawyers(s): Oscar Schachter
Arbitrator(s): Lincoln W. Craighead
Hearing Site: New York, NY
10-0237312/07/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Jonathan DeJulio
Respondent Lawyers(s): Jonathan DeJulio
Arbitrator(s): Guy K. Stewart
Hearing Site: Orlando, FL
10-0301112/07/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jim Van Dyke
Respondent(s): Nadim Mourad
Respondent Lawyers(s): Nadim Marwan Mourad
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
09-0548012/07/2010Claimant(s): Gloria Erkkila, Russell Erkkila
Claimant Lawyers(s): Daniel D. Hill
Respondent(s): Wells Fargo Advisors, Timothy Baltzer
Respondent Lawyers(s): J. Jackson
Arbitrator(s): Lawrence J. Welte, Joan L. Volz, Robert S. Burk
Hearing Site: Minneapolis, MN
Checkmark Icon$0
10-0119012/02/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): John Sandstrom
Respondent Lawyers(s): Michael R. Scott
Arbitrator(s): Michael J. Fish
Hearing Site: Seattle, WA
10-0204211/29/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Jonathan Dameron
Respondent Lawyers(s): Jonathan Beau Dameron
Arbitrator(s): Helmut O. Wolff
Hearing Site: Dallas, TX
10-0211211/29/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Wilkins
Respondent Lawyers(s): William Lorne Wilkins
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
10-0304711/29/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mary Jo Cantu
Respondent(s): Trey Trammell
Respondent Lawyers(s): Trey Calvin Trammell
Arbitrator(s): Patricia B. Lehtola
Hearing Site: Dallas, TX

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