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FINRA Awards for Wells Fargo Advisors

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Displaying 901-910 out of 967 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0613201/03/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Robert Miller
Respondent Lawyers(s): Robert Douglas Miller
Arbitrator(s): David A. Youngerman
Hearing Site: St. Louis, MO
10-0293012/31/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Deward Lawrence
Respondent Lawyers(s): Deward T. Lawrence
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA
10-0344812/31/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Orin Port
Respondent Lawyers(s): Orin Port
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Boca Raton, FL
09-0503012/30/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Gregory Braver
Respondent Lawyers(s): Gregory Ernest Braver
Arbitrator(s): James R. Dickson
Hearing Site: San Francisco, CA
09-0647012/29/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Andrew Park
Respondent(s): Henry Frenzel
Respondent Lawyers(s): Ronald Hollander
Arbitrator(s): David N. Brainin
Hearing Site: New York, NY
10-0258212/29/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Todd Ratner
Respondent(s): Allison Tarpley, UBS Financial Services Inc.
Respondent Lawyers(s): John M. Phalen, Molly Tatman
Arbitrator(s): Mark L. Williams
Hearing Site: Dallas, TX
10-0260712/20/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Dennis Hildebrandt, Dennis D. Hildebrandt Trust U/A DTD 5/25
Respondent Lawyers(s): Dennis D. Hildebrandt, Glenn C. McElroy
Arbitrator(s): Donald S. Simons
Hearing Site: Los Angeles, CA
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10-0239712/17/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Robert Buckelew
Respondent Lawyers(s): Joseph Castelluci
Arbitrator(s): Richard D. DeVita
Hearing Site: Newark, NJ
10-0166712/16/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Michael Adams
Respondent Lawyers(s): Michael William Adams
Arbitrator(s): Mark S. Priver
Hearing Site: Reno, NV
10-0260112/16/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Nicole E. Stadelmaier
Respondent(s): Wilson Chan
Respondent Lawyers(s): Wilson Chan
Arbitrator(s): Bill H. Brister
Hearing Site: Dallas, TX

967 Results

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