| 13-00425 | 08/29/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Keith Barnett
Respondent(s): Hyung Cheoun
Respondent Lawyers(s): Hyung Sik Cheoun
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
| | |
| 13-01664 | 08/27/2014 | Claimant(s): Noriel Campos
Claimant Lawyers(s): Ryan T. Dunn
Respondent(s): Beth Kirkland, Wells Fargo Advisors, George Von Zedlitz, Kevin Kitchin, Wilton Owyang
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Sheldon Michaels, Clifford A. Threlkeld, John Burritt McArthur
Hearing Site: San Francisco, CA
| | |
| 13-02316 | 08/27/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jared C. Fields
Respondent(s): Kyle Sutton
Respondent Lawyers(s): Kyle Arthur Sutton
Arbitrator(s): Philip H. Marmurowski
Hearing Site: Salt Lake City, UT
| | |
| 12-03896 | 08/22/2014 | Claimant(s): Alison McIntosh, Arthur McIntosh
Claimant Lawyers(s): J. Michael Ellis
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Philip I. McConnell, Maryanne M. Esser, Dianne Connally Betts
Hearing Site: Dallas, TX
|  | $0 |
| 12-01517 | 08/19/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jennifer R. O'Shea
Respondent(s): James Konaxis
Respondent Lawyers(s): James John Konaxis
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
| | |
| 13-02163 | 08/19/2014 | Claimant(s): Larry Campbell
Claimant Lawyers(s): Thomas J. Zagami
Respondent(s): Wells Fargo Advisors, Tricia Tompkins
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | $0 |
| 13-02081 | 08/13/2014 | Claimant(s): Thomas Berry
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Irwin Kahn, Gayle S. Sanders, Jeanne M. Keefe
Hearing Site: New York, NY
| | Expungement |
| 14-00161 | 08/12/2014 | Claimant(s): Teresa Harmon
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Annette Gres Shepherd
Hearing Site: Los Angeles, CA
| | |
| 12-03753 | 08/07/2014 | Claimant(s): Celia Shecter
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Michael P. Marryshow, Patrick R. Westerkamp, Esq., Harold Yaskin
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-01413 | 08/07/2014 | Claimant(s): Stephen Vaughn
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Deborah A. Jackson, Carol Denise Phelps, Samuel Appel
Hearing Site: Atlanta, GA
| | Expungement |
