| 13-02739 | 02/02/2015 | Claimant(s): Edward Kraus, Sandra Kraus
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Carlos Dominguez, Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff, Walter L. Baumgardner
Arbitrator(s): Judith Stilz Ogden, John D. Mattingly, Yvette L. Nurse
Hearing Site: Atlanta, GA
|  | Expungement |
| 12-04033 | 01/30/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Thuli, Ellen Duhamel, Michael Shannon, Thomas Dornoff
Respondent Lawyers(s): David J. Hase
Arbitrator(s): Gerald J. Thain
Hearing Site: Milwaukee, WI
| | |
| 12-00427 | 01/28/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mary Cavanaugh-Marsh
Respondent Lawyers(s): Mark D. Chester
Arbitrator(s): George W. Harding
Hearing Site: Phoenix, AZ
| | |
| 13-00953 | 01/26/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Robert Brooks
Respondent Lawyers(s): Robert Jay Brooks
Arbitrator(s): Lawrence R. Commers, Julie A. Hennen, Frederick Ramos
Hearing Site: Minneapolis, MN
| | |
| 13-02821 | 01/26/2015 | Claimant(s): Dorothy Robertson
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M Hoffman
Arbitrator(s): Philip I. McConnell, Maurice J. Fallas, Daniel Stephen Dexter
Hearing Site: Houston, TX
| | Expungement |
| 14-01669 | 01/16/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Carlos Peyer
Respondent Lawyers(s): Carlos Luis Peyer
Arbitrator(s): Peter A. Portley
Hearing Site: Miami, FL
| | |
| 13-01775 | 01/16/2015 | Claimant(s): Betty Schechter, Claire Schechter
Claimant Lawyers(s): Alex E. Rogers
Respondent(s): Wells Fargo Advisors, H. Pietraccini
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Michael P. Marryshow, Catherine Stewart, Robin L. Lewis
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-03131 | 01/15/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan M. Christensen
Respondent(s): Steve Marciniak
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Gordon M. Wase, John Joseph Borzi, Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
| | |
| 14-01702 | 01/13/2015 | Claimant(s): Diane Anderson
Claimant Lawyers(s): Bryan Forman
Respondent(s): Wells Fargo Advisors, Jason Turetzky, A.G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
| | $0 |
| 13-03186 | 12/30/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Robert Nagy
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Kimberly A. Gilmour, John E. Sutton, Bernice Leah Stander
Hearing Site: Boca Raton, FL
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