| 14-02378 | 05/13/2015 | Claimant(s): Joseph & Sharon Nielsen
Claimant Lawyers(s): Joseph A. Nielsen
Respondent(s): Sogotrade.
Respondent Lawyers(s): Robert J. Benbenek
Arbitrator(s): Julie A. Hennen, Donald Ray McNeil, Leo G. Stern
Hearing Site: Minneapolis, MN
|  | $0 |
| 13-00953 | 01/26/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Robert Brooks
Respondent Lawyers(s): Robert Jay Brooks
Arbitrator(s): Lawrence R. Commers, Julie A. Hennen, Frederick Ramos
Hearing Site: Minneapolis, MN
| | |
| 09-04732 | 03/08/2011 | Claimant(s): Damon Reel
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bruce W. Day
Arbitrator(s): Phyllis Karasov, Julie A. Hennen, Frederick Ramos
Hearing Site: Rapid City, SD
| | Expungement |
| 07-02458 | 08/15/2008 | Claimant(s): Amit Sela
Claimant Lawyers(s): Thomas E. Propson
Respondent(s): Jeffrey Schachtman, Oak Ridge Financial Services Group, In
Respondent Lawyers(s): Christopher Grgurich
Arbitrator(s): Judith A. Rogosheske, Andrew R. Dick, Julie A. Hennen
Hearing Site: Minneapolis, MN
| | Stipulated Award and Expungement |
