14-02378 | 05/13/2015 | Claimant(s): Joseph & Sharon Nielsen Claimant Lawyers(s): Joseph A. Nielsen Respondent(s): Sogotrade. Respondent Lawyers(s): Robert J. Benbenek Arbitrator(s): Julie A. Hennen, Donald Ray McNeil, Leo G. Stern Hearing Site: Minneapolis, MN
| | $0 |
13-00953 | 01/26/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Diane C. Fischer Respondent(s): Robert Brooks Respondent Lawyers(s): Robert Jay Brooks Arbitrator(s): Lawrence R. Commers, Julie A. Hennen, Frederick Ramos Hearing Site: Minneapolis, MN
| | |
09-04732 | 03/08/2011 | Claimant(s): Damon Reel Claimant Lawyers(s): Richard B. Fosher Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Bruce W. Day Arbitrator(s): Phyllis Karasov, Julie A. Hennen, Frederick Ramos Hearing Site: Rapid City, SD
| | Expungement |
07-02458 | 08/15/2008 | Claimant(s): Amit Sela Claimant Lawyers(s): Thomas E. Propson Respondent(s): Jeffrey Schachtman, Oak Ridge Financial Services Group, In Respondent Lawyers(s): Christopher Grgurich Arbitrator(s): Judith A. Rogosheske, Andrew R. Dick, Julie A. Hennen Hearing Site: Minneapolis, MN
| | Stipulated Award and Expungement |