| 14-00800 | 03/27/2015 | Claimant(s): Michael Gregory Duke
Claimant Lawyers(s): Michael Duke
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Cornelius C. Clancy, Diane Ciccone, Gordon M. Wase
Hearing Site: Philadelphia, PA
|  | $0 |
| 13-01790 | 03/24/2015 | Claimant(s): Larry Davis and Barbara Davis, JTTEN
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert L. Agusto, Ronald A. Lavery, Michael I. White
Hearing Site: Chicago, IL
| | Expungement |
| 13-03429 | 03/18/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S Griesmeyer
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Mitchell Lee Marinello
Hearing Site: Chicago, IL
| | |
| 14-02482 | 03/17/2015 | Claimant(s): Michael Scongerella
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
| | |
| 14-02492 | 03/10/2015 | Claimant(s): Chung Chang
Claimant Lawyers(s): Chung Young Chang
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Christine A. Page, Ralph B. Perry, Aurelio A. Garcia
Hearing Site: Los Angeles, CA
| | $0 |
| 13-03007 | 03/04/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Simone A. Muscarnera, Leo J. Karwejna, Paul Allan Massaro
Hearing Site: Newark, NJ
| | |
| 13-03496 | 03/02/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Gustavo Mattei Zapata
Respondent Lawyers(s): Gustavo Miguel Mattei Zapata
Arbitrator(s): Seth L. Finkel, Guillermo A. Gleizer, Howard B. Scherer
Hearing Site: San Juan, PR
| | |
| 12-03924 | 03/02/2015 | Claimant(s): Brian Hobby
Claimant Lawyers(s): Jeffrey R. Youngman
Respondent(s): Wells Fargo Advisors, Jamie Meehan, William O'connor, Meehan Financial Group
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | $60,000 |
| 14-00346 | 02/26/2015 | Claimant(s): Davin Wenner
Claimant Lawyers(s): Stuart R. Berkowitz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert J. Gryzmala, Joseph R. Soraghan, Frederick Michael Switzer
Hearing Site: St. Louis, MO
| | $0 |
| 12-02097 | 02/25/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): George Lucker
Respondent Lawyers(s): George Henry Lucker
Arbitrator(s): George J. Karlsven
Hearing Site: Boise, ID
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