Potomac Analytics' Logo

FINRA Awards for Wells Fargo Advisors

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 151-160 out of 967 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0336503/01/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Jeremiah Charlson
Respondent Lawyers(s): Jeremiah Jens Charlson
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Rapid City, SD
16-0224902/23/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Nancy Griffith
Respondent Lawyers(s): Nancy Putnam Griffith
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
15-0341902/16/2017Claimant(s): Jose Patino
Claimant Lawyers(s): Joseph S. Van de Bogart
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Steven A. Siegel
Arbitrator(s): Barry David Thorpe, Mark A Bilawsky, Bernardo Hevia
Hearing Site: Boca Raton, FL
16-0066702/16/2017Claimant(s): Tal Malhi
Claimant Lawyers(s): Tal Malhi
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Amanda K. Caldwell
Arbitrator(s): Julian F. Santos
Hearing Site: Newark, NJ
16-0038502/15/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): Thomas Dilello
Respondent Lawyers(s): Thomas Michael Dilello
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
16-0270102/01/2017Claimant(s): Michael Magruder
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Dineo Coleman Gary, Eric Ross Cromartie, Douglas Ken Rudley
Hearing Site: Dallas, TX
16-0084801/30/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Marc Pearl
Respondent Lawyers(s): Marc Harold Pearl
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
16-0166201/27/2017Claimant(s): Matthew Lowe
Claimant Lawyers(s): David E. Robbins
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): Jeff Abrams, Linda B. Kelly, Edward S. Koppman
Hearing Site: Dallas, TX
16-0281901/26/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): J. Burke McCormick
Respondent(s): Patrick Moriarty
Respondent Lawyers(s): Patrick Joseph Moriarty
Arbitrator(s): Tina E. Patterson
Hearing Site: Baltimore, MD
15-0334701/23/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alan S. Rafterman
Respondent(s): Jeffrey Gianelli
Respondent Lawyers(s): Jeffrey Joseph Gianelli
Arbitrator(s): Sandor I. Rabkin
Hearing Site: Boston, MA

967 Results

Display: