| 09-00078 | 08/16/2010 | Claimant(s): Marvin E. Bruce, Trustee
Claimant Lawyers(s): Caroline Smith Gidiere
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alan F. Enslen
Arbitrator(s): Elliott David Finkel, Victor B. Taube, Patricia H. Latham
Hearing Site: Memphis, TN
|  | $100,000 |
| 09-06952 | 08/12/2010 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Steven Luna
Respondent Lawyers(s): Steven Luna
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Memphis, TN
| | |
| 09-02079 | 08/03/2010 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): J. Sciara
Respondent Lawyers(s): J. Michael Sciara
Arbitrator(s): Gary S. Jefferson
Hearing Site: Memphis, TN
| | |
| 09-01290 | 07/08/2010 | Claimant(s): Maury Bronstein, IRA
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Christopher Lazarini
Arbitrator(s): James A. Blalock, Mary E. Woytek, Dineo Coleman Gary
Hearing Site: Memphis, TN
| | $300 |
| 08-01567 | 02/11/2010 | Claimant(s): Gus Denton, Priscilla Denton, Shelby Partners
Claimant Lawyers(s): Jan Douglas Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George C. Freeman, III
Arbitrator(s): Guy K. Stewart, Eugene R. Katz, Donna L. Pavlick
Hearing Site: Memphis, TN
| | $50,000 |
| 08-03530 | 01/28/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Thomas Barnett
Respondent(s): John Wilfong
Respondent Lawyers(s): R. Layne Holley
Arbitrator(s): J. Maxwell Williams, Patricia Best Vital, Todd Edward Phillips
Hearing Site: Memphis, TN
| | |
| 09-02220 | 01/28/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Richard Paul
Respondent Lawyers(s): Richard Aaron Paul
Arbitrator(s): G. Robert Abrams
Hearing Site: Memphis, TN
| | |
| 09-00605 | 12/22/2009 | Claimant(s): Christopher Moore
Claimant Lawyers(s): Scott T. Beall
Respondent(s): Saxony Securities.
Respondent Lawyers(s): Donald J. Mehan
Arbitrator(s): Linda Cox Allen, Patricia Best Vital, Wilburn E. Layman
Hearing Site: Memphis, TN
| | $61,848 |
| 08-03370 | 11/13/2009 | Claimant(s): Percy Dover and Karen Dover
Claimant Lawyers(s): William J. Gladden
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Colleen D. Hitch
Arbitrator(s): Richard L. Oates, Donald K. Eckhardt, Jerry L. Hooper
Hearing Site: Memphis, TN
| | $0 |
| 08-01423 | 11/11/2009 | Claimant(s): William Smythe, Smythe Children's Trust #2 FBO Katherine, William H. Smythe, IV Trust DTD 12/29/87
Claimant Lawyers(s): Jan Douglas Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): John S. Golwen
Arbitrator(s): Michael S. Hill, Eric Spencer Buchanan, Eugene R. Katz
Hearing Site: Memphis, TN
| | $912,160 |
