| 17-02171 | 09/27/2018 | Claimant(s): Evan Anish
Claimant Lawyers(s): Evan Sean Anish
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Gregory L. Smith
Arbitrator(s): Tina Scott Polsky, Sydney E. Blum, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 17-00252 | 06/23/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Matthew Gaer
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Daniel H. Yaffe, Paul Weinberg, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 16-03206 | 03/29/2017 | Claimant(s): SII Investments.
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Chad Barancyk
Respondent Lawyers(s): Chad Ryan Barancyk
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 14-03823 | 10/20/2016 | Claimant(s): Doretta Hennan, Philip Henann
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): National Securities Corporation, Robert Child
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Robert G. Geeseman, Glenn Franklin Fuller
Hearing Site: Miami, FL
|  | Expungement |
| 15-00052 | 10/22/2015 | Claimant(s): Adam Vore
Claimant Lawyers(s): Todd Gutfleisch
Respondent(s): Incapital LLC
Respondent Lawyers(s): Amy G. Doehring
Arbitrator(s): Bernard S. Carrey, Joel F. Martineau, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 14-01192 | 06/05/2015 | Claimant(s): Andrew Schmoyer, Daniel David, Darrin Boorse, Dawn Southern, Janine Paillard, Jerry Southern, John David, Olivia Flemming, Zou Soueidan
Claimant Lawyers(s): Michael Hill
Respondent(s): E*Trade Securities LLC, E*trade Clearing LLC
Respondent Lawyers(s): Burton Wiand
Arbitrator(s): Ellen J. Abrams, Robert G. Geeseman, Milton Thurm
Hearing Site: Boca Raton, FL
| | $0 |
| 13-02831 | 05/26/2015 | Claimant(s): Joyce Mayzell
Claimant Lawyers(s): Kenneth Alan Eisner
Respondent(s): Morgan Stanley, Russell Bassett
Respondent Lawyers(s): Lisa B. Dodge
Arbitrator(s): Herbert Branitsky, Andrea R. Jacobs, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-00320 | 03/02/2015 | Claimant(s): Donald Bianco
Claimant Lawyers(s): Ian J. Frimet
Respondent(s): Liana Dobarganes
Respondent Lawyers(s): Dennis Fano
Arbitrator(s): Jack Stein, Alice J. Johnson, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-00895 | 11/05/2014 | Claimant(s): Judy Wentworth Springer
Claimant Lawyers(s): Christine Thurman
Respondent(s): Wells Fargo Advisors, John Blease
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Jacksonville, FL
| | $300 |
| 14-00384 | 10/20/2014 | Claimant(s): Richard Bilbrey
Claimant Lawyers(s): Richard Bilbrey
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | $38 |
