| 18-01305 | 10/17/2018 | Claimant(s): Joseph Sturnoilo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO
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| 17-02469 | 07/30/2018 | Claimant(s): Erik Weir
Claimant Lawyers(s): Armin Sarabi
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Ralph A. Cotton
Hearing Site: San Francisco, CA
| | |
| 17-02597 | 05/30/2018 | Claimant(s): Peter Han
Claimant Lawyers(s): Owen Harnett
Respondent(s): Centaurus Financial., First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden, Paul King
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | |
| 17-02468 | 05/16/2018 | Claimant(s): Erik Weir
Claimant Lawyers(s): Armin Sarabi
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Harry G. Mason
Hearing Site: Columbia, SC
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| 17-01732 | 03/16/2018 | Claimant(s): Daniel Ciez
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Fairchild Financial Group., First Allied Securities.
Respondent Lawyers(s): Domingas Tavares, Jeremy Wooden
Arbitrator(s): Richard S. Zaifert
Hearing Site: Jacksonville, FL
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| 17-00373 | 11/21/2017 | Claimant(s): Jeremy Gottlieb
Claimant Lawyers(s): Adam D. Palmer
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): William Kent Brown, William E. Schneider, Alisa Matire
Hearing Site: Boca Raton, FL
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| 17-00670 | 11/01/2017 | Claimant(s): Stephen Rossi
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Martin M. Van Luven
Hearing Site: Orlando, FL
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| 15-02039 | 04/29/2016 | Claimant(s): Frances Cey, Gilbert Solomon, Judy Solomon, Ronald Cey
Claimant Lawyers(s): Adam Gana, Adam Weinstein
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Valerie N. Gallo
Arbitrator(s): Joyce L. Hurley, Annette Gres Shepherd, Marvin B. Karelitz
Hearing Site: Los Angeles, CA
|  | Expungement |
| 15-01969 | 04/06/2016 | Claimant(s): V. Threlkeld
Claimant Lawyers(s): Gordon C. Young
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Gabriel Z. Reynoso
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
| | |
| 13-02697 | 03/03/2016 | Claimant(s): First Allied Securities.
Claimant Lawyers(s): Jeremy Wooden
Respondent(s): Kyle Hoffman
Respondent Lawyers(s): Martin Q. Ryan
Arbitrator(s): Michael E. Weddington
Hearing Site: Raleigh, NC
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