| 11-00571 | 05/04/2012 | Claimant(s): Dennis Herman
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Cheryl Black, Harold Eylward, J.P. Morgan Securities
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Edward Baer, James M. Baumann, Ann C. Northern
Hearing Site: New York, NY
|  | $0 |
| 11-00052 | 03/05/2012 | Claimant(s): Paul Malkin, Phyllis Malkin
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Linda M. Granata, Melanie S. Cherdack, Joseph Michael Matthews
Hearing Site: Miami, FL
| | $90,298 |
| 09-04980 | 10/18/2010 | Claimant(s): Robert J.A. Zito and Dana Cole
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Charles Albanese, Morgan Stanley
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Sandra Gale Behrle, Evdokia Sofos, Christine Costigan
Hearing Site: New York, NY
| | $0 |
| 09-00294 | 08/06/2010 | Claimant(s): Jason Schecter, Lissa Fial, Lynn Schecter
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Chucks Roberts, Citigroup Global Markets., Stephen Condos, The Condos and Roberts Group
Respondent Lawyers(s): Compliance Officer, Jeffrey L. Friedman, William A. Hohauser
Arbitrator(s): Richard S. Peskin, Cynthia A. DiMarco, Martin H. Zern
Hearing Site: New York, NY
| | Expungement |
| 09-05218 | 06/09/2010 | Claimant(s): Ross, Sinclaire & Associates
Claimant Lawyers(s): Louis F. Solimine
Respondent(s): Clayton Lowell & Conger.
Respondent Lawyers(s): Lawrence R. Gelber
Arbitrator(s): Thomas J. McAllister
Hearing Site: Cincinnati, OH
| | |
| 09-01705 | 12/16/2009 | Claimant(s): Henry J. Tortora and Herta M. Tortotra
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Jason Bertsch, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Cindy B. Eisenberg, Christina Kallas, Paul Giappone
Hearing Site: New York, NY
| | $0 |
| 06-03445 | 04/08/2008 | Claimant(s): Schultz Investment Advisors Incorporat
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Douglas Plamondon, Randall Novotny, Roger Steensma, Scott Schultz, Hoffman, Steensma, and Plamondon, PLC, SPN Financial Services
Respondent Lawyers(s): Lawrence R. Gelber, Robert K. Ross
Arbitrator(s): Carole M. Crosby, Jack J. Mazzara, Martin Brosnan
Hearing Site: Detroit, MI
| | |
