Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02110 | 03/06/2019 | Claimant(s): Duncan Rolph Claimant Lawyers(s): Dochtor Kennedy Respondent(s): City National Securities. Respondent Lawyers(s): Stephen Young Arbitrator(s): Elliott D. Finkel Hearing Site: Los Angeles, CA | $0 | |
| 18-00661 | 03/04/2019 | Claimant(s): John Gagliardo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Chase Investment Services Corp., Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates, Thomas J. Cahill Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | $0 | |
| 18-00821 | 03/04/2019 | Claimant(s): Michael Lukas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | $0 | |
| 18-02818 | 03/04/2019 | Claimant(s): Scott Bishop Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brian P. Harlan Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | $0 | |
| 18-02430 | 03/01/2019 | Claimant(s): Jonathan Pyne Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Berthel, Fisher & Company Financial Serv Respondent Lawyers(s): Shelley Davenport Arbitrator(s): Thomas J. Gmeinder Hearing Site: Minneapolis, MN | $0 | |
| 18-02514 | 03/01/2019 | Claimant(s): Orion Willis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Invest Financial Corporation, Centaurus Financial. Respondent Lawyers(s): Michael Leahy, Scott R. Forbush Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | $0 | |
| 18-00197 | 02/28/2019 | Claimant(s): Linda Cook Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Jonathan B. Gilbert Hearing Site: Des Moines, IA | $0 | |
| 18-00787 | 02/28/2019 | Claimant(s): Jeffrey Mackevich Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Mesirow Financial. Respondent Lawyers(s): James L. Kopecky Arbitrator(s): William M. Koziol Hearing Site: Chicago, IL | $0 | |
| 17-03415 | 02/27/2019 | Claimant(s): Daniel Ruediger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Katherine H. O'Neil Hearing Site: Portland, OR | $0 | |
| 18-03567 | 02/26/2019 | Claimant(s): Mark Edwards Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | $0 |