Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00418 | 09/23/2020 | Claimant(s): Peggy Rouillier Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Stuart K. Furman Hearing Site: Nashville, TN | ||
| 20-00423 | 09/23/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Union Brokerage Services. Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ | ||
| 19-02721 | 09/22/2020 | Claimant(s): Darlene Aguirre, Darlene Aguirre IRA Claimant Lawyers(s): Mark E. Maddox Respondent(s): Jason Williams Respondent Lawyers(s): Dochtor Kennedy Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Indianapolis, IN |  | $73,000 |
| 20-00725 | 09/21/2020 | Claimant(s): John Girouard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 20-00484 | 09/18/2020 | Claimant(s): John Ohl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gleacher & Company Securities. Respondent Lawyers(s): Annis Kwok Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 20-00823 | 09/18/2020 | Claimant(s): Mark Eidlin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Richard W. Dissen Hearing Site: Buffalo, NY | ||
| 19-02890 | 09/17/2020 | Claimant(s): Andrew Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 20-00714 | 09/17/2020 | Claimant(s): Christopher Scalese Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Summit Brokerage Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Anna Lascar Hearing Site: New York, NY | ||
| 19-02718 | 09/14/2020 | Claimant(s): Ahmiel Baum Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Mel Gworek Arbitrator(s): Patrick R. Westerkamp Hearing Site: Pittsburgh, PA | ||
| 19-03694 | 09/14/2020 | Claimant(s): Paul Ewing Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Vestax Securities Corporation Respondent Lawyers(s): Richard Dunstan Arbitrator(s): Gregory D. Hoffmann Hearing Site: Kansas City, MO |