Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01197 | 11/18/2020 | Claimant(s): Michael Schwartz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Josian Antoine Hearing Site: New York, NY | ||
| 19-01437 | 11/17/2020 | Claimant(s): Vanessa Taylor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments Respondent Lawyers(s): Danielle M. Kays Arbitrator(s): Jeffrey M. Bain Hearing Site: Louisville, KY | ||
| 20-00976 | 11/17/2020 | Claimant(s): Matthew Orman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Mark A. Sipper Hearing Site: Pittsburgh, PA | ||
| 20-01242 | 11/17/2020 | Claimant(s): Christopher Tuck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 20-00741 | 11/16/2020 | Claimant(s): Dennis Greensage Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WS Griffith Securities. Respondent Lawyers(s): Nancy J. Engberg Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-00887 | 11/16/2020 | Claimant(s): Charles Saacke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-01372 | 11/16/2020 | Claimant(s): James Stanford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 20-00057 | 11/11/2020 | Claimant(s): Michael Wiercinski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): James C. Hoover Hearing Site: Charlotte, NC | ||
| 20-00904 | 11/11/2020 | Claimant(s): William Sheehan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Omni Brokerage. Respondent Lawyers(s): Kevin Bradburn Arbitrator(s): Lynne M. Reid-McQueen Hearing Site: New York, NY | ||
| 20-00438 | 11/10/2020 | Claimant(s): Walter Stucker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX |