Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02900 | 03/11/2021 | Claimant(s): Christopher Larochelle Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 20-02727 | 03/10/2021 | Claimant(s): Roger Camp Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Susan Romano Hearing Site: New York, NY | ||
| 20-02770 | 03/09/2021 | Claimant(s): Jason Plemons Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Edward B. Magarian Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 20-03267 | 03/09/2021 | Claimant(s): Adam Yarnold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY | ||
| 20-02064 | 03/08/2021 | Claimant(s): David Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): Jeff Palmer Arbitrator(s): John F. Duane Hearing Site: New York, NY | ||
| 20-02409 | 03/08/2021 | Claimant(s): Dodee Crockett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert J. Gregory Hearing Site: Dallas, TX | ||
| 20-01278 | 03/05/2021 | Claimant(s): Nora Castro Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Erik R. Siering Hearing Site: Las Vegas, NV | ||
| 20-02149 | 03/04/2021 | Claimant(s): Jeremy Benoit Claimant Lawyers(s): Dochtor Kennedy Respondent(s): John Hancock Mutual Life Insurance Co. Respondent Lawyers(s): William A. Gottlieb Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 20-02845 | 03/04/2021 | Claimant(s): James Krantz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Sherri Lynne Kimmell Hearing Site: Atlanta, GA | ||
| 20-00804 | 03/02/2021 | Claimant(s): Zhi Li Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Financial Services LLC Respondent Lawyers(s): David Hantman Arbitrator(s): Joseph I. Liebman Hearing Site: New York, NY |