Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02996 | 07/06/2021 | Claimant(s): Daniel Steichen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Tracy L. Allen Hearing Site: Minneapolis, MN | ||
| 20-02438 | 07/01/2021 | Claimant(s): Michael Higgins Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Scott & Stringfellow Respondent Lawyers(s): Christina M. Hill Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA | ||
| 20-02755 | 07/01/2021 | Claimant(s): Adam Bramson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Larry Evert Carlson Hearing Site: Chicago, IL | ||
| 20-02942 | 07/01/2021 | Claimant(s): Carol King Claimant Lawyers(s): Dochtor Kennedy Respondent(s): 1st Global Capital Corp. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Harvey R. Linder Hearing Site: Charlotte, NC | ||
| 20-00898 | 06/28/2021 | Claimant(s): Bryan Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Nationwide Investment Services Corporati Respondent Lawyers(s): Ali I. Haque Arbitrator(s): Edward Blumstein Hearing Site: Columbus, OH | ||
| 20-02170 | 06/25/2021 | Claimant(s): Gregory Lee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Kenneth R. Starr Hearing Site: Raleigh, NC | ||
| 20-02849 | 06/23/2021 | Claimant(s): Jacob Gold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Christina Vourakis Arbitrator(s): Howard R. Gaines Hearing Site: Phoenix, AZ | ||
| 20-02907 | 06/22/2021 | Claimant(s): John Mickelson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard H. Kuhlman Arbitrator(s): Donald N. Tolin Hearing Site: Salt Lake City, UT | ||
| 20-02997 | 06/22/2021 | Claimant(s): Robert Bradshaw Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Jim Geiger Hearing Site: Norfolk, VA | ||
| 20-02971 | 06/21/2021 | Claimant(s): Jonathan Hlavac Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Proequities. Respondent Lawyers(s): Stephen C. Jackson Arbitrator(s): Stephen P. Calardo Hearing Site: Cincinnati, OH |