Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03028 | 09/08/2021 | Claimant(s): Joshua Stroud Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Berthel Fisher & Co. Financial Svcs. Inc Respondent Lawyers(s): Sara B. Davis, Shelley Davenport Arbitrator(s): Daniel B. MacLeod Hearing Site: Portland, OR | ||
| 21-00319 | 09/08/2021 | Claimant(s): Richard Kaplan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Legacy Asset Securities. Respondent Lawyers(s): Joseph R. Birkofer Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 20-01186 | 08/30/2021 | Claimant(s): Douglas Wall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Patricia Beaujean Lehtola Hearing Site: Dallas, TX | ||
| 20-02671 | 08/25/2021 | Claimant(s): Patrick Foley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Jill B. Clarke Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 20-03931 | 08/25/2021 | Claimant(s): Jaime Carvallo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Park Sutton Advisors Respondent Lawyers(s): Robert A. Giacovas Arbitrator(s): Kent L. Benziger Hearing Site: New York, NY | ||
| 21-00196 | 08/24/2021 | Claimant(s): Eric Rocks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fifth Third Securities. Respondent Lawyers(s): R. Samuel Gilley Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | ||
| 19-00372 | 08/23/2021 | Claimant(s): Joao Lopes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Robert L. Chase Hearing Site: Manchester, NH | ||
| 21-00164 | 08/16/2021 | Claimant(s): Christopher Staten Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson Terrell Arbitrator(s): Chandler R. Bridges Hearing Site: Charleston, WV | ||
| 20-03361 | 08/13/2021 | Claimant(s): Kenneth Arellano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): John Francis Markuns Hearing Site: Syracuse, NY | ||
| 20-04108 | 08/13/2021 | Claimant(s): Samuel Monchik Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Guillermo L. Bosch Hearing Site: Wilmington, DE |