Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01679 | 04/19/2023 | Claimant(s): Parker Brickley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Jill Pilgrim Hearing Site: New York, NY | ||
| 22-01813 | 04/14/2023 | Claimant(s): Troy Taylor Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jason Kempf Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | ||
| 22-00889 | 04/11/2023 | Claimant(s): Mark Napolin, Michael Kiefer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Roger A. Geddes Hearing Site: Albuquerque, NM | ||
| 22-01549 | 04/07/2023 | Claimant(s): Kelly Campbell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Equitable Advisors Respondent Lawyers(s): Michael J. Biondi, Rochelle Mayfield Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 22-01863 | 04/04/2023 | Claimant(s): Cheryl Blakey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Santander Securities LLC Respondent Lawyers(s): N. Nancy Ghabai Arbitrator(s): Joseph J. Dougherty Hearing Site: Wilmington, DE | ||
| 22-01678 | 03/31/2023 | Claimant(s): Dennis Thurman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Gregory G. Gocek Hearing Site: Omaha, NE | ||
| 22-01608 | 03/30/2023 | Claimant(s): Michael Cifelli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 22-01454 | 03/24/2023 | Claimant(s): Todd Sacks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 22-00894 | 03/24/2023 | Claimant(s): Shane Vandalen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Christopher J. Murdoch Arbitrator(s): Katherine Hendricks Hearing Site: Seattle, WA | ||
| 22-01727 | 03/22/2023 | Claimant(s): Matthew Pullar Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments Respondent Lawyers(s): Robert Whitman Arbitrator(s): Tracy L. Allen Hearing Site: Cleveland, OH |