Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00126 | 07/20/2023 | Claimant(s): Michael Berger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): John L. Krauss Hearing Site: Indianapolis, IN | ||
| 22-02981 | 07/20/2023 | Claimant(s): Donald Barry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS | ||
| 23-00180 | 07/18/2023 | Claimant(s): Joshua Betancourt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sierra Gray Arbitrator(s): Lisa M. Krimen Hearing Site: Chicago, IL | ||
| 22-02500 | 07/17/2023 | Claimant(s): Louise Fallica Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American Portfolios Financial Srvs. Respondent Lawyers(s): Craig Vollono Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 22-01682 | 06/30/2023 | Claimant(s): Stephen Caton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX | ||
| 22-02657 | 06/29/2023 | Claimant(s): Justin Goodbread Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securian Financial Services. Respondent Lawyers(s): Lisa Stopfer Arbitrator(s): John Winslow Griesser Hearing Site: Nashville, TN | ||
| 22-02982 | 06/28/2023 | Claimant(s): Steven Buchanan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 22-02723 | 06/28/2023 | Claimant(s): Frederick Kort Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL | ||
| 22-01980 | 06/26/2023 | Claimant(s): Christopher Dame Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Steven Meyrich Hearing Site: Salt Lake City, UT | ||
| 22-00830 | 06/22/2023 | Claimant(s): Donald Baxter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FFP Securities., Primeline Securities Corp., SII Investments. Respondent Lawyers(s): Eric A. Michaels, Fred F. Liebau, Jeremy Wooden Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS |