Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01302 | 12/08/2023 | Claimant(s): Douglas Woolley Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 23-01694 | 12/07/2023 | Claimant(s): Russell Samples Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): John Kenneth Popham Hearing Site: Dallas, TX | ||
| 23-01346 | 12/01/2023 | Claimant(s): Ryan Loynd Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Coastal Equities. Respondent Lawyers(s): Gary S. Kessler Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ | ||
| 22-02907 | 11/30/2023 | Claimant(s): Shailesh Negandhi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John B. Clark Arbitrator(s): Ross B. Russell Hearing Site: Dallas, TX | ||
| 23-00811 | 11/21/2023 | Claimant(s): Bernard Mahon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Nancy E. Watters Hearing Site: Washington, DC | ||
| 23-01216 | 11/20/2023 | Claimant(s): James Cipriotti Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Hornor, Townsend & Kent. Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 23-00351 | 11/15/2023 | Claimant(s): James Laneave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Synergy Investment Group Respondent Lawyers(s): Ryan Duffie Arbitrator(s): Jim Geiger, Jonathan S. Alcaro, Marcus G. Lashley Hearing Site: Richmond, VA | ||
| 23-01462 | 11/15/2023 | Claimant(s): Donald Johnson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Paul Yarns Arbitrator(s): Daniel M. Yamshon Hearing Site: Reno, NV | ||
| 23-00404 | 11/14/2023 | Claimant(s): James Laneave Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Synergy Investment Group Respondent Lawyers(s): Jeffrey D. Jones Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA | ||
| 23-01208 | 11/14/2023 | Claimant(s): Ziad Meziab Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities., SunAmerica Securities. Respondent Lawyers(s): Jennifer E. Novoselsky, Jennifer R. Cox Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ |