Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01771 | 01/15/2019 | Claimant(s): Bryan Jarman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Anita Rae Shapiro Hearing Site: Denver, CO | $0 | |
| 18-01799 | 01/15/2019 | Claimant(s): Jay Higgenbotham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Stanton A. Fears Arbitrator(s): Frances Johnson Wright Hearing Site: Birmingham, AL | $0 | |
| 18-01556 | 01/14/2019 | Claimant(s): Travis Hudak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GunnAllen Financial Respondent Lawyers(s): Corporate Officer Arbitrator(s): Daniel M. Yamshon Hearing Site: Salt Lake City, UT | $0 | |
| 18-01738 | 01/14/2019 | Claimant(s): Richard Maxey Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America., Valic Financial Advisors. Respondent Lawyers(s): Chad Weaver, Cora E. MacLean Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | $0 | |
| 18-00845 | 01/11/2019 | Claimant(s): Heather Evans Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Joseph J. Dougherty Hearing Site: Richmond, VA | $0 | |
| 18-01678 | 01/11/2019 | Claimant(s): Daryn Pingleton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Randi Spallina Arbitrator(s): Herbert Branitsky Hearing Site: Boca Raton, FL | $0 | |
| 18-00864 | 01/10/2019 | Claimant(s): Vincent Camarda Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | $0 | |
| 18-01109 | 01/09/2019 | Claimant(s): Michael Owen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GunnAllen Financial Respondent Lawyers(s): Corporate Officer Arbitrator(s): Laurel Littman Gothelf Hearing Site: Salt Lake City, UT | $0 | |
| 18-02196 | 01/09/2019 | Claimant(s): Kevin Moran Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA | $0 | |
| 18-00496 | 01/08/2019 | Claimant(s): Stacie Weiner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons., RBC Capital Markets LLC Respondent Lawyers(s): Demian J. Betz, Frank J. Cuccio Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | $0 |