| 14-01511 | 03/23/2017 | Claimant(s): Irving Vega Baez, Lourdes Anadon
Claimant Lawyers(s): Eliezer A. Aldarondo-Lopez, Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Matthew C. Plant, Roberto C. Quinones
Arbitrator(s): Daniel E. Gulden, Will Murphy, Robert J. Gregory
Hearing Site: San Juan, PR
|  | Expungement |
| 16-00290 | 03/09/2017 | Claimant(s): Elsie Hernandez Ferrari, Elsie, Herman and Annette Hernadez
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Alise J. Henry
Arbitrator(s): Marc T. Danon, Stuart K. Furman, Kenrick Albert Pratt
Hearing Site: Miami, FL
| | $505,000 |
| 15-02121 | 12/09/2016 | Claimant(s): Jose Fernandez, Marixa Hernandez
Claimant Lawyers(s): Luis E. Minana, W. Scott Greco
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Donald F. Winningham, Roberto C. Quinones
Arbitrator(s): Richard H. Potter, James L. Warren, Matthew Stephen Duchesne
Hearing Site: San Juan, PR
| | $391,476 |
| 14-02464 | 12/05/2016 | Claimant(s): Mercedes Imbert de Jesus, Rafael Vizcarrondo
Claimant Lawyers(s): Rafael Lugo, Timothy J. Dennin
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Wesley Holston
Arbitrator(s): John D. Mattingly, Frances Johnson Wright, Susan Meek
Hearing Site: San Juan, PR
| | $18,577,400 |
| 14-03811 | 11/18/2016 | Claimant(s): Teresa Rosas, Condado Motors.
Claimant Lawyers(s): Eric Quetglas Jordan, Luis E. Minana
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Andrew W. Sidman, Angela A. Turiano
Arbitrator(s): Langfred W. White, Thomas Joseph Atkinson, Jaime J. Aponte-Parsi
Hearing Site: San Juan, PR
| | $776,540 |
| 14-01851 | 11/14/2016 | Claimant(s): Jose Biaggi Junquera, Josefina Landron
Claimant Lawyers(s): Francisco Pujol, Frank A. Dalmau
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Robert J. Morris, Earle J. Schwarz, Robert Finder
Hearing Site: San Juan, PR
| | Expungement |
| 15-01774 | 11/04/2016 | Claimant(s): The AECR Living and Grantor Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Trust Co. of Puerto Rico
Respondent Lawyers(s): Peter G. Neiman, Roberto C. Quinones-Rivera
Arbitrator(s): Kenneth R. Starr, George Allen Whitehouse, Sam Gowin
Hearing Site: San Juan, PR
| | $957,797 |
| 14-02688 | 10/25/2016 | Claimant(s): Ana Galva Rodriguez, Josefa Rodriguez, Paula Rodriguez Rodriguez
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones-Rivera, W. Preston Martin
Arbitrator(s): Daniel J. Pagnano
Hearing Site: San Juan, PR
| | Expungement |
| 15-00295 | 09/09/2016 | Claimant(s): Jenny Robles Adorno, Jose Rivera Riera, Desarrollos Jarra S.E.
Claimant Lawyers(s): Eric Quetglas-Jordan, Luis E. Minana
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Edwin A. Zipf, Roberto C. Quinones
Arbitrator(s): Thomas Joseph Atkinson, Donald Theodore Ryce, Michael S. Yauch
Hearing Site: San Juan, PR
| | $750,000 |
| 14-02995 | 06/29/2016 | Claimant(s): Florencio De Jesus, Jose Antonio Chevres, Margarita Vazquez
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Joel M. Everest, Roberto C. Quinones-Rivera
Arbitrator(s): Tina E. Patterson, Colleen Rotella, Lance A. Harke
Hearing Site: San Juan, PR
| | $363,552 |
