| 18-02640 | 03/07/2019 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Wendy L. Schueller
Respondent(s): Robert Church
Respondent Lawyers(s): Robert Clarke Church
Arbitrator(s): Paul A. Cash
Hearing Site: Phoenix, AZ
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| 17-02217 | 01/15/2019 | Claimant(s): Jordan Chirico
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Dennis M. Selby, Carl E. Ver Beek, Matthew James Kearney
Hearing Site: Milwaukee, WI
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| 17-01540 | 01/09/2019 | Claimant(s): Daniel Breen
Claimant Lawyers(s): Steven Paradise
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Sandra J. Mullings, Laura Carraher, Theodore A Levine
Hearing Site: New York, NY
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| 17-03215 | 12/18/2018 | Claimant(s): Timothy Goggins
Claimant Lawyers(s): Matthew M. Fernholz
Respondent(s): Bradley Angeletti, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Patrick J. Lubenow
Arbitrator(s): Jeffry M. Bauer, Herbert S. Bratt, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
|  | Expungement |
| 16-03579 | 11/14/2017 | Claimant(s): Kenneth Meyers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Steven L. Satter, Wendy L. Schueller
Arbitrator(s): Kevin C. Coleman
Hearing Site: Reno, NV
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| 16-00418 | 03/03/2017 | Claimant(s): James Azzar, CMS Industries.
Claimant Lawyers(s): George W. Furtado
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Michael P. Ashcraft
Arbitrator(s): Matthew W. Schlegel
Hearing Site: Detroit, MI
| | $0 |
| 14-02515 | 01/27/2017 | Claimant(s): Lyn Freeman, Lyn A Freeman Revocable Trust U/A11/5/12
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Jonathan Lee, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): David Wakukawa, Edward Zusman
Arbitrator(s): Jonathan H. Krotinger, Urs Laeuchli, Robert James Favole
Hearing Site: San Francisco, CA
| | Expungement |
| 15-02708 | 01/13/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory M. Starner
Respondent(s): Brian Docking, Donald Barry, Jill Docking, Kevin Mcwhorter, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Jonathan Miller
Arbitrator(s): Bill M. Lamoreaux, Bruce Burditt, John R. Loss
Hearing Site: Wichita, KS
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| 14-02899 | 10/29/2015 | Claimant(s): Alaleh Banafshe and Saied Banafshe
Claimant Lawyers(s): Saied Banafshe
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Jane A. Smith
Hearing Site: Washington, DC
| | $0 |
| 13-00608 | 06/16/2015 | Claimant(s): Gleacher & Company Securities.
Claimant Lawyers(s): David Hille
Respondent(s): Alexander Diss, Andrew Hain, Brian Taddeo, Douglas Coy, Edward Doyle, Jane Mikorenda, Jeffrey Sprengel, John Campbell, John Fleming, Marc Santodomingo, Mark Bryant, Mark Colm, Matthew Swope, Michael Tama, Nicholas Casesa, Robert W. Baird & Co. Incorporated, Peter Brady, Richard Rossi, Robert Haviland, Thomas Lobue, et al
Respondent Lawyers(s): Jonathan D. Miller
Arbitrator(s): Hugh N. Fryer, John Daly, Rebecca Ann Berlow
Hearing Site: New York, NY
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