| 17-03202 | 07/12/2018 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
| | |
| 17-01333 | 06/25/2018 | Claimant(s): Tracy Corn, TTDY TOO LLC
Claimant Lawyers(s): David Valicenti
Respondent(s): David Traverso, Morgan Stanley & Co.
Respondent Lawyers(s): John S. Worden
Arbitrator(s): William Ziering, Kathryn J. Toronto, Nancy A. Yonge
Hearing Site: San Francisco, CA
|  | $0 |
| 16-00399 | 06/08/2018 | Claimant(s): Robynn Dorffi, Wesley Dorffi, Dorffi Family Trust dated 12/19/2003
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): David Snyder, Morgan Stanley & Co.
Respondent Lawyers(s): Lisa Bertain
Arbitrator(s): Arthur T. Berggren, Michael John Florio, Michael Richard Henri Post
Hearing Site: Los Angeles, CA
| | $0 |
| 17-02034 | 05/22/2018 | Claimant(s): Greg Morelli
Claimant Lawyers(s): John M. Sheldon
Respondent(s): Morgan Stanley & Co., Philipp Weisskopf
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Charles Orlove, Jacqueline Stanley Lustig, Michael R. Sherwin
Hearing Site: Chicago, IL
| | $0 |
| 17-02743 | 05/10/2018 | Claimant(s): Michael Warr
Claimant Lawyers(s): Owen Harnett
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Lita S Menkin
Hearing Site: Birmingham, AL
| | |
| 17-01125 | 05/09/2018 | Claimant(s): David Begala
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | |
| 17-01823 | 04/06/2018 | Claimant(s): Michael Clancy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nicholas Y. Lin, Stuart D. Roberts
Arbitrator(s): James John Jurinski
Hearing Site: Portland, OR
| | |
| 17-01616 | 12/20/2017 | Claimant(s): Ira Walker
Claimant Lawyers(s): David E. Robbins
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Chaim A. Levin, Neal D. Baker, Gregory James Libertiny
Hearing Site: Newark, NJ
| | |
| 17-00727 | 12/11/2017 | Claimant(s): Richard French
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co., Morgan Stanley DW Inc.
Respondent Lawyers(s): Leslie V. Tepper
Arbitrator(s): Michael E. Rohde
Hearing Site: San Diego, CA
| | |
| 16-01538 | 11/22/2017 | Claimant(s): Martha Simkovitz
Claimant Lawyers(s): Sabato P. Fiano
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Jeffrey Miller, Morgan Stanley & Co..
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Philip S. Walker, Mae A. Brudner, Sean Alan D'Amico
Hearing Site: Hartford, CT
| | $209,775 |
