| 19-03307 | 09/30/2021 | Claimant(s): Brian Dornellas
Claimant Lawyers(s): David Liebrader
Respondent(s): George Schmidt
Respondent Lawyers(s): Robert S. Larsen
Arbitrator(s): Barbara M. Zak, Mary M. O'Neil, Robert E. Jenks
Hearing Site: Las Vegas, NV
|  | $525,000 |
| 20-00147 | 09/23/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Stuart Cohen
Respondent Lawyers(s): Brenda Kay Brown
Arbitrator(s): Erik R. Siering, David Neil Salmon, Richard L Galin
Hearing Site: Las Vegas, NV
| | |
| 19-03662 | 09/17/2021 | Claimant(s): Janelle Salon, Salon Family Trust
Claimant Lawyers(s): Gus W. Flangas
Respondent(s): Morgan Stanley, Perry Basch
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Elliott Finkel, Andrew M. Mintzer, Robert B. Hansohn
Hearing Site: Las Vegas, NV
| | $0 |
| 19-03776 | 08/18/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Leo Eastman
Respondent Lawyers(s): Leo Otto Eastman
Arbitrator(s): Michael John Florio
Hearing Site: Las Vegas, NV
| | |
| 21-00569 | 07/28/2021 | Claimant(s): John K and Mary L Campbell Family Trust
Claimant Lawyers(s): John K. Campbell
Respondent(s): Michael Masterson
Respondent Lawyers(s): Geoff S. Beckham
Arbitrator(s): Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | $0 |
| 20-03458 | 07/23/2021 | Claimant(s): Sean Dobranich
Claimant Lawyers(s): James P. Galvin
Respondent(s): Wells Fargo Clearing Services, Waddell & Reed
Respondent Lawyers(s): Chad Weaver, Patricia Cowart
Arbitrator(s): Barry A. Mainardi, Robert E. Jenks, Ben Lehavi
Hearing Site: Las Vegas, NV
| | |
| 20-02710 | 04/08/2021 | Claimant(s): Howard Saxauer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Las Vegas, NV
| | |
| 20-03136 | 04/08/2021 | Claimant(s): Mitchell Horst
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Thomas E Shuck
Hearing Site: Las Vegas, NV
| | |
| 20-03520 | 03/15/2021 | Claimant(s): Sean Dobranich
Claimant Lawyers(s): James P. Galvin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Mary M. O'Neil, Nicholas John Reiter, William Ogburn Huggins
Hearing Site: Las Vegas, NV
| | |
| 20-01278 | 03/05/2021 | Claimant(s): Nora Castro
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Erik R. Siering
Hearing Site: Las Vegas, NV
| | |
