| 17-02892 | 01/29/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Alex Salcedo
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Robert Rosen, Russell T. Doe, Marc David Wilde
Hearing Site: Los Angeles, CA
| | |
| 18-00152 | 07/05/2018 | Claimant(s): Shawn Patt
Claimant Lawyers(s): Shawn Shyama Patt
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Hillary A. Darnell
Arbitrator(s): Robert Rosen, David Maurer, Howard Clark Posner
Hearing Site: Los Angeles, CA
| | |
| 16-02311 | 07/20/2017 | Claimant(s): Jason Hallmark
Claimant Lawyers(s): Jason Hallmark
Respondent(s): John Rukenbrod
Respondent Lawyers(s): Gregory D. Seeley
Arbitrator(s): Cathleen M. Cobb, Robert Rosen, Marie Ann Stein
Hearing Site: Los Angeles, CA
|  | Expungement |
| 14-03649 | 05/19/2016 | Claimant(s): Arthur Torrellas, Arthur A. Torrellas Q-Tip Marital Trust, Arthur A. Torrellas Survivor's Trust, Arthur Torrellas NonExempt QTip Marital, Carole M. Torrellas Decedent's Trust
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Wells Fargo Advisors, Eric Spraker, Richard Spraker
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Ronald L. Cameron, Robert Rosen, Steven K. Ogata
Hearing Site: Los Angeles, CA
| | Expungement |
| 15-02423 | 05/03/2016 | Claimant(s): Brad Kalas
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Howard A. Emirhanian, Jeffrey E. Skogsbergh, Robert Rosen
Hearing Site: Los Angeles, CA
| | |
| 14-03684 | 12/03/2015 | Claimant(s): Michael Saporito, Wanda Saporito, Saporito Trust DTD 12/20/2000
Claimant Lawyers(s): David Liebrader
Respondent(s): Gregory Townes
Respondent Lawyers(s): Gregory Alan Townes
Arbitrator(s): Robert Rosen
Hearing Site: Las Vegas, NV
| | $136,200 |
| 11-01931 | 03/21/2014 | Claimant(s): Justin Azarian, Loreta Azarian, Nicole Azarian, Paul Azarian, Loreta Azarian IRA, Loreta Azarian SEP IRA, Paul Azarian IRA, Paul Azarian SEP IRA, P&L Azarian Trust dtd 9/25/2008
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Art Okun, Gregory Goldstein, Marquis Financial Services.
Respondent Lawyers(s): Art Okun, Gregory E. Goldstein
Arbitrator(s): Robert Rosen, James Warren Hill, Brent Eric Zepke
Hearing Site: Los Angeles, CA
| | $309,750 |
| 12-00914 | 04/01/2013 | Claimant(s): Jack Hoffman, Taeko Hoffman
Claimant Lawyers(s): James Barbee, Timothy Feil
Respondent(s): Alexander Gorchakov, Daniel Silverstein
Respondent Lawyers(s): Alexander Gorchakov, Daniel Louis Silverstein
Arbitrator(s): James A. Sigler, Robert Rosen, Leslieann Lee Brucker
Hearing Site: Los Angeles, CA
| | $0 |
| 11-03911 | 10/22/2012 | Claimant(s): Miriam Dean
Claimant Lawyers(s): Miriam Dean
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Robert Rosen
Hearing Site: Los Angeles, CA
| | $0 |
| 11-01582 | 08/06/2012 | Claimant(s): Shirley Edwards
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): R.W. Towt & Associates
Respondent Lawyers(s): Raymond Prazen
Arbitrator(s): Larry Haugaard, Thomas A. Culbertson, Robert Rosen
Hearing Site: Los Angeles, CA
| | $135,000 |
