Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00479 | 11/10/2021 | Claimant(s): Sarah J. Basler and Donald Basler, TTEE Claimant Lawyers(s): David B. Vermont Respondent(s): Gerald Mars, Hemant Kathuria, Peter Schiff, William Mcbean, A.G.P. / Alliance Global Partners, Euro Pacific Capital. Respondent Lawyers(s): Kurt T. Kalberer Arbitrator(s): Stuart K. Furman, Kenneth R. Starr, Harvey R. Linder Hearing Site: Columbia, SC |  | Expungement |
| 20-03764 | 10/28/2021 | Claimant(s): William Tucker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 21-01152 | 09/17/2021 | Claimant(s): Kent Kirby Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN | ||
| 21-00483 | 09/17/2021 | Claimant(s): Rodney Klein Claimant Lawyers(s): Rodney Seth Klein Respondent(s): Bryan Schon Respondent Lawyers(s): Irisa Chen Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN | | $213 |
| 20-03197 | 07/19/2021 | Claimant(s): David Ruckno Claimant Lawyers(s): Mark Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC | ||
| 20-02942 | 07/01/2021 | Claimant(s): Carol King Claimant Lawyers(s): Dochtor Kennedy Respondent(s): 1st Global Capital Corp. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Harvey R. Linder Hearing Site: Charlotte, NC | ||
| 20-02705 | 06/07/2021 | Claimant(s): Pamela Middleton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 19-01267 | 04/06/2021 | Claimant(s): Jackie Sterling Claimant Lawyers(s): Steven Toskes Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Harvey R. Linder, Stephen Earl Clark, Daniel Mora Hearing Site: Nashville, TN | | Expungement |
| 20-01842 | 03/25/2021 | Claimant(s): Jeffrey Pratt Claimant Lawyers(s): Zachary T Hayes-Macaluso Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN | ||
| 20-02431 | 02/09/2021 | Claimant(s): Renuka Tummala Claimant Lawyers(s): Renuka Tummala Respondent(s): Robinhood Financial Respondent Lawyers(s): Richard J. Davis Arbitrator(s): Harvey R. Linder Hearing Site: Raleigh, NC | | $300 |