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FINRA Awards for Joel M. Everest

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Displaying 61-70 out of 70 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0119407/29/2014Claimant(s): Kira Flanzraich, Neil Flanzraich, FBO Neil Flanzraich Def Ben Pl Dtd1/1/95, U/A Dtd 11/15/2000 Kira Flanzraich TRT, U/A Dtd 11/15/2000 Neil Flanzraich TRT, U/A Dtd 11/15/2000 by Neil Flanzraich, U/A Dtd 11/28/2000 Neil Flanzraich IrTrt
Claimant Lawyers(s): Carl F. Schoeppl
Respondent(s): John Westmoreland, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Peter S. Fruin
Arbitrator(s): Myron E. Levenson, Dennis J. Levin, Mark A Bilawsky
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0387307/24/2014Claimant(s): Martha Lazow Irrevocable Trust
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): William W. Bride, Stuart Harvey Ziegler, Jay Stewart Zeif
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0290707/08/2014Claimant(s): Russell Madris
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Susanne J. Hollander, Rodolfo C. Angulo, Dorota J. Trzeciecka
Hearing Site: Miami, FL
Checkmark IconExpungement
12-0124306/04/2014Claimant(s): William Eglar
Claimant Lawyers(s): Daniel B. Lipson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Susanne J. Hollander, Marilee Roberg, Irving A. Chesler
Hearing Site: Chicago, IL
Checkmark IconExpungement
12-0265209/06/2013Claimant(s): Irene Resnick, U/A DTD 7/2/91 by Irene Resnick
Claimant Lawyers(s): Jeffrey Pederson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): James B. Eichberg
Hearing Site: Denver, CO
Checkmark IconExpungement
11-0402312/21/2012Claimant(s): Peter Zervos
Claimant Lawyers(s): Randall C. Place
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Bruce W. Bennett
Hearing Site: Columbia, SC
Checkmark IconExpungement
11-0190111/30/2012Claimant(s): Henry Weiss
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Steven Gerard Goerke, Jill Pilgrim, Marie G. Peterson
Hearing Site: Ft. Lauderdale, FL
Checkmark IconExpungement
11-0328603/21/2012Claimant(s): Dennis Brooks
Claimant Lawyers(s): Jeffrey Pederson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): W. Michael Kelley
Hearing Site: Birmingham, AL
Checkmark Icon$23,661
10-0389501/31/2012Claimant(s): Bonne Sparks-Mitchell, Darcie Simmons, Ellen Rogers, Joyce Butterworth-Engler, Mark Lewis, Shirley A. Kelce, Wiley L. Estes, Kimberly A. Glasgow&Shirley Kelce JTWROS, T.J. Kassouf and Mary Jo Kassouf, Charles E. Butterworth, Jr. Family Trust
Claimant Lawyers(s): Howard Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Mary L. Merkle, Peter H. Daly, Milton N. Gross
Hearing Site: Birmingham, AL
Checkmark Icon$611,312
10-0319803/03/2011Claimant(s): Elbert Henson
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Marc Kalish
Hearing Site: Birmingham, AL
Checkmark Icon$16,210

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