FINRA Awards for Joel M. Everest

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 61-67 out of 67 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-01243	06/04/2014	Claimant(s): William Eglar Claimant Lawyers(s): Daniel B. Lipson Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Susanne J. Hollander, Marilee Roberg, Irving A. Chesler Hearing Site: Chicago, IL		Expungement
12-02652	09/06/2013	Claimant(s): Irene Resnick, U/A DTD 7/2/91 by Irene Resnick Claimant Lawyers(s): Jeffrey Pederson Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): James B. Eichberg Hearing Site: Denver, CO		Expungement
11-04023	12/21/2012	Claimant(s): Peter Zervos Claimant Lawyers(s): Randall C. Place Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Bruce W. Bennett Hearing Site: Columbia, SC		Expungement
11-01901	11/30/2012	Claimant(s): Henry Weiss Claimant Lawyers(s): Adam J. Gana Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Steven Gerard Goerke, Jill Pilgrim, Marie G. Peterson Hearing Site: Ft. Lauderdale, FL		Expungement
11-03286	03/21/2012	Claimant(s): Dennis Brooks Claimant Lawyers(s): Jeffrey Pederson Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): W. Michael Kelley Hearing Site: Birmingham, AL		$23,661
10-03895	01/31/2012	Claimant(s): Bonne Sparks-Mitchell, Darcie Simmons, Ellen Rogers, Joyce Butterworth-Engler, Mark Lewis, Shirley A. Kelce, Wiley L. Estes, Kimberly A. Glasgow&Shirley Kelce JTWROS, T.J. Kassouf and Mary Jo Kassouf, Charles E. Butterworth, Jr. Family Trust Claimant Lawyers(s): Howard Prossnitz Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Mary L. Merkle, Peter H. Daly, Milton N. Gross Hearing Site: Birmingham, AL		$611,312
10-03198	03/03/2011	Claimant(s): Elbert Henson Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Marc Kalish Hearing Site: Birmingham, AL		$16,210