| 15-01256 | 05/24/2016 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Scott Strochak
Respondent Lawyers(s): W. Scott Turnbull
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
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| 14-01507 | 05/20/2015 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Peter E. Schurig
Respondent(s): Marilyn Hoosen
Respondent Lawyers(s): Marilyn S. Hoosen
Arbitrator(s): June White Dillard
Hearing Site: Washington, DC
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| 12-02170 | 05/13/2015 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Nicolette Siyufy
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Patricia Gunn, Margaret R. Hoyt, Lynn Saunders Matthews
Hearing Site: Orlando, FL
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| 13-02288 | 12/22/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Gaetan Gagne
Respondent Lawyers(s): Julie Elizabeth Hough
Arbitrator(s): Richard S. Zaifert
Hearing Site: Boca Raton, FL
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| 12-02287 | 12/03/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Alan Mann
Respondent Lawyers(s): David Liebrader
Arbitrator(s): A. Joel Klein, Paul E. Dahlman, William Ogburn Huggins
Hearing Site: Las Vegas, NV
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| 11-01964 | 06/16/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Laura J. Starr
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Susan Jefferbaum Beck, Robert H. Nelson, Daniel P. Lund
Hearing Site: Jacksonville, FL
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| 12-03679 | 04/08/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Brent Lowe
Respondent Lawyers(s): Brent W. Lowe
Arbitrator(s): Katherine Jane Morris, Mandel E. Himelstein, Alan Joseph Goldstein
Hearing Site: San Diego, CA
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| 13-00817 | 09/27/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Katrina Mccabe
Respondent Lawyers(s): Katrina Marie McCabe
Arbitrator(s): Jack A. Helms
Hearing Site: Tampa, FL
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| 12-04237 | 05/28/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Waldyr Prado
Respondent Lawyers(s): Waldyr Prado
Arbitrator(s): Daniel P. Lund
Hearing Site: Miami, FL
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| 12-00057 | 05/15/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Frank Fava
Respondent Lawyers(s): Frank Jerry Fava
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ
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