Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00156 | 01/18/2024 | Claimant(s): Robert Binkowski Claimant Lawyers(s): Chelsea Bauer Respondent(s): Lucia Securities Respondent Lawyers(s): Tiy O'Neal Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 22-02906 | 12/22/2023 | Claimant(s): Belinda Aucoin Claimant Lawyers(s): Chelsea Bauer Respondent(s): Comerica Securities, Milkie/Ferguson Investments. Respondent Lawyers(s): Edward Milkie, Susan C. Nystrom Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 22-02978 | 11/07/2023 | Claimant(s): Carlos Fernandez Claimant Lawyers(s): Chelsea Bauer Respondent(s): Chase Investment Services Corp. Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): David Aaron DeSoto Hearing Site: Houston, TX | ||
| 22-02615 | 10/09/2023 | Claimant(s): Stefan Nensala Claimant Lawyers(s): Chelsea Bauer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): G. Maynard Green Hearing Site: Houston, TX | ||
| 23-00160 | 10/04/2023 | Claimant(s): Paul Siegel Claimant Lawyers(s): Chelsea Bauer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Benjamin F. Breslauer Hearing Site: Phoenix, AZ | ||
| 23-00161 | 09/15/2023 | Claimant(s): Paul Siegel Claimant Lawyers(s): Chelsea Bauer Respondent(s): Morgan Stanley Respondent Lawyers(s): Emily Z. Culbertson Arbitrator(s): Timothy J. Kroll Hearing Site: Phoenix, AZ | ||
| 22-02915 | 08/11/2023 | Claimant(s): Joshua Lercher Claimant Lawyers(s): Chelsea Bauer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Susan C Lushing Hearing Site: New York, NY | ||
| 22-00857 | 06/08/2023 | Claimant(s): Michael Ballard Claimant Lawyers(s): Chelsea Bauer Respondent(s): Concourse Financial Group Securities, In, G.F. Investment Services Respondent Lawyers(s): Larry W. Yager, Margaret M. Siller Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL | ||
| 21-02008 | 12/16/2022 | Claimant(s): Beau Crabill Claimant Lawyers(s): Philip Vujanov Respondent(s): Sean Casterline, Delta Securities Company Respondent Lawyers(s): Chelsea Bauer, K. Michael Swann Arbitrator(s): Katherine Hendricks, Adrian Martinez Madrone, Riya Kuo Hearing Site: Seattle, WA |  | Expungement |
| 22-00861 | 11/29/2022 | Claimant(s): Michael Ballard Claimant Lawyers(s): Chelsea Bauer Respondent(s): Madison Avenue Securities Respondent Lawyers(s): Bradley Ziegler Arbitrator(s): Michael J. Ahlstrom Hearing Site: Birmingham, AL |