Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02335 | 03/03/2021 | Claimant(s): Bernard Breton Claimant Lawyers(s): Michael Nagy Respondent(s): Cetera Advisors Respondent Lawyers(s): David Feldstein Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 20-02396 | 02/26/2021 | Claimant(s): James Regier Claimant Lawyers(s): Jon M. Stanfield Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): John R. Loss Hearing Site: Kansas City, MO | ||
| 20-02191 | 01/25/2021 | Claimant(s): David Stokes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): David A. Schuler Hearing Site: New Orleans, LA | ||
| 20-00900 | 12/14/2020 | Claimant(s): James Neuenschwander Claimant Lawyers(s): Dochtor Kennedy Respondent(s): IFG Network Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 20-01714 | 12/09/2020 | Claimant(s): Raymond Clark Claimant Lawyers(s): Bryan Ward Respondent(s): Grayson Financial LLC, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): David Feldstein, Joseph Hagan Arbitrator(s): Sam Antar Hearing Site: Jersey City, NJ | ||
| 20-01414 | 12/04/2020 | Claimant(s): Michael Nielson Claimant Lawyers(s): Kurt Zimmerman Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 20-00026 | 11/24/2020 | Claimant(s): Joseph Biondolillo Claimant Lawyers(s): Scott Holcomb Respondent(s): J.P. Turner & Company, L.L.C., vFinance Investments Respondent Lawyers(s): David Feldstein, Emily A. Hayes Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 20-00964 | 11/20/2020 | Claimant(s): Vladimir Greben Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): David Feldstein Arbitrator(s): David L. Ruderman Hearing Site: Baltimore, MD | ||
| 19-02287 | 11/09/2020 | Claimant(s): Jess Hurst Claimant Lawyers(s): Brian P. Nally Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael S. Matek Hearing Site: Cleveland, OH | ||
| 19-03546 | 10/21/2020 | Claimant(s): John Slipek Claimant Lawyers(s): Scott Holcomb Respondent(s): NewBridge Securities Corp., Investors Capital Corp., J.P. Turner & Company Respondent Lawyers(s): David Feldstein, Gregg Breitbart Arbitrator(s): Sam Antar Hearing Site: Newark, NJ |