Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-03254 | 06/06/2019 | Claimant(s): Ronald Wetzel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley, Legg Mason Wood Walker, Citigroup Global Markets. Respondent Lawyers(s): Abigail D. Elrod, Barbara Weaver, David I. Hantman Arbitrator(s): Jim Geiger Hearing Site: Baltimore, MD | ||
| 18-02088 | 03/19/2019 | Claimant(s): James Meyers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David J. Butler Arbitrator(s): Jim Geiger Hearing Site: Pittsburgh, PA | ||
| 18-02025 | 03/14/2019 | Claimant(s): James Gibson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Jim Geiger Hearing Site: Wilmington, DE | ||
| 18-03384 | 03/14/2019 | Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Claire E. Meharg Respondent(s): Franklin Hill Respondent Lawyers(s): Franklin Hill Arbitrator(s): Jim Geiger Hearing Site: Richmond, VA | ||
| 18-01473 | 01/24/2019 | Claimant(s): Matthew Brodman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citizens Securities. Respondent Lawyers(s): Geoffrey W. Millsom Arbitrator(s): Jim Geiger Hearing Site: Pittsburgh, PA | ||
| 16-00378 | 10/09/2018 | Claimant(s): Jerry Duke Claimant Lawyers(s): Jennifer Tarr Respondent(s): Ralph Principe, America's Choice Equities LLC Respondent Lawyers(s): Michael Gilmore Arbitrator(s): Richard E. Lauziere, Jim Geiger, Joseph J. Dougherty Hearing Site: Wilmington, DE |  | $0 |
| 18-01018 | 09/14/2018 | Claimant(s): Alan Jackson, Edwin Bishop Claimant Lawyers(s): Christopher B. Jones Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David C. Franceski Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | | Dismissed by Rule 12206 |
| 18-01270 | 09/10/2018 | Claimant(s): Raymond Richard Claimant Lawyers(s): Alex E. Rogers Respondent(s): Jean Baun Respondent Lawyers(s): Samuel E. Cohen Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | | $18,536 |
| 18-00291 | 08/23/2018 | Claimant(s): John Enright Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle Osting Arbitrator(s): Jim Geiger Hearing Site: Syracuse, NY | ||
| 17-03192 | 08/06/2018 | Claimant(s): Michael Damon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Christen Leah Casale Arbitrator(s): Jim Geiger Hearing Site: Providence, RI |