| 12-03592 | 05/07/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): David Ouderkirk
Respondent Lawyers(s): David Dean Ouderkirk
Arbitrator(s): Robert G. Scott
Hearing Site: Wichita, KS
| | |
| 11-01681 | 08/27/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Randall Fisher
Respondent Lawyers(s): Leonard J. Meyer
Arbitrator(s): Dennis S. Boxeur, Michael E. Nelson, Van R. Oliver
Hearing Site: Wichita, KS
| | |
| 11-00921 | 10/12/2011 | Claimant(s): AXA Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): William Miller
Respondent Lawyers(s): William Donald Miller
Arbitrator(s): R. Phillip Reed
Hearing Site: Wichita, KS
| | |
| 10-05785 | 09/29/2011 | Claimant(s): Orval Beckmon
Claimant Lawyers(s): Barry D. Estell
Respondent(s): TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): James A. Hayes, Wilburta Ann Willey, John James Rubin
Hearing Site: Wichita, KS
|  | $0 |
| 10-03995 | 04/19/2011 | Claimant(s): Gates Family Trust
Claimant Lawyers(s): Griffith G. Gates
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Eric M. Morris
Arbitrator(s): Preston A. Trimble
Hearing Site: Wichita, KS
| | $0 |
| 10-01634 | 10/28/2010 | Claimant(s): Robyn Brown
Claimant Lawyers(s): G. Andrew Marino
Respondent(s): Dustin Jackson, Jackson National Life Distributors LLC, Uvest Financial Services Group.
Respondent Lawyers(s): Jo Lanier Meeks, Sara Davis
Arbitrator(s): M. W. Gear
Hearing Site: Wichita, KS
| | $425 |
| 10-01373 | 09/20/2010 | Claimant(s): Gary K. Maxwell (IRA)
Claimant Lawyers(s): Gary K. Maxwell
Respondent(s): Franklin Templeton Financial Services Co
Respondent Lawyers(s): David P. Goss
Arbitrator(s): M. W. Gear
Hearing Site: Wichita, KS
| | $57 |
| 07-02354 | 02/27/2009 | Claimant(s): Sandra Pennington
Claimant Lawyers(s): Jeffrey S. Kruske
Respondent(s): Main Street Security
Respondent Lawyers(s): Rodney K. Vincent
Arbitrator(s): Murray S. Levin
Hearing Site: Wichita, KS
| | $14,337 |
| 06-03776 | 04/22/2008 | Claimant(s): Jane Bueller, Janet Duval, Marguerite Dillon, Ray Dillon, JKG Investment Company, L.P., Betty L. Dillon Trust
Claimant Lawyers(s): Robert J. O'Connor
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Christine A. Kendrick
Arbitrator(s): M. W. Gear, Thomas J. Cotrone, Irwin S. Sugerman
Hearing Site: Wichita, KS
| | $0 |
