| 13-01809 | 01/10/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jennifer R. Ewing
Respondent(s): Jason Morgan
Respondent Lawyers(s): Debra Batten Bingham
Arbitrator(s): William F. Julavits
Hearing Site: Raleigh, NC
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| 13-02012 | 01/07/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): Walter Bernard
Respondent Lawyers(s): Walter Jeffrey Bernard
Arbitrator(s): Donita M. King
Hearing Site: Raleigh, NC
| | |
| 13-01360 | 12/24/2013 | Claimant(s): Edward Jones
Claimant Lawyers(s): David N. Jonson
Respondent(s): Elizabeth Wilson
Respondent Lawyers(s): Sharon A. Keys
Arbitrator(s): C. Marcus Harris
Hearing Site: Raleigh, NC
|  | $0 |
| 11-02583 | 12/18/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Adamson Wright, David Lyall
Respondent Lawyers(s): Edward Walton, J. Patrick Haywood
Arbitrator(s): Richard H. Potter
Hearing Site: Raleigh, NC
| | |
| 12-00331 | 11/12/2013 | Claimant(s): Faye Johnson, Terry Johnson, NNN Las Colinas Highlands 3, NNN Las Colinas Highlands 4
Claimant Lawyers(s): David Liebrader
Respondent(s): George Hicks, Wanda Cooper, Capital Investment Group.
Respondent Lawyers(s): Gary M. Saretsky, Jonathan M. Sterling
Arbitrator(s): Wayne Parker, Lynne T. Albert, Robert O. Belo
Hearing Site: Raleigh, NC
| | Expungement |
| 13-01491 | 09/03/2013 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Ricky Bell
Respondent Lawyers(s): Ricky E. Bell
Arbitrator(s): Michael E. Weddington
Hearing Site: Raleigh, NC
| | |
| 12-01525 | 06/14/2013 | Claimant(s): Daniel Bollinger
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): Kelly Tinsley, UBS Financial Services Inc.
Respondent Lawyers(s): Julian W. Wells
Arbitrator(s): Gerald L. Fingerhut, John Russell Barlow, Karen A. West
Hearing Site: Raleigh, NC
| | Expungement |
| 12-03909 | 05/30/2013 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): Jason Steele
Respondent Lawyers(s): Jason Leon Steele
Arbitrator(s): Thomas W. Allen
Hearing Site: Raleigh, NC
| | |
| 10-00745 | 05/08/2013 | Claimant(s): John Medley
Claimant Lawyers(s): Michael Fahey
Respondent(s): John Stapleton, Pointe Capital.
Respondent Lawyers(s): Aime Dempsey, Liam O'Brien
Arbitrator(s): Robert T. Allen, George W. McKellar, Michael F. Pearl
Hearing Site: Raleigh, NC
| | Expungement |
| 10-00314 | 12/12/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Christopher Lane
Respondent Lawyers(s): Laura Noble
Arbitrator(s): Richard H. Potter, Michael J. Ahlstrom, Michael Lloyd Weisel
Hearing Site: Raleigh, NC
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