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FINRA Awards for Aegis Capital Corp.

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Displaying 41-50 out of 53 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0055906/06/2018Claimant(s): Michael Rindos
Claimant Lawyers(s): Michael Joseph Rindos
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Daniel Scott Furst
Arbitrator(s): Susan C. Lushing, Mary P. Bass, Jerome Bernard McDevitt
Hearing Site: New York, NY
17-0210505/18/2018Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Jonathan P. Fielding
Respondent(s): Michael Venturino
Respondent Lawyers(s): Eric J. Sussman
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
16-0224208/02/2017Claimant(s): Ronald Emanuel
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Peter A. Portley
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
16-0247803/16/2017Claimant(s): Ramnarain Jaigobind
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): John Hitchings
Arbitrator(s): Jeffrey F. Friedman, Sam Antar, Anna Lascar
Hearing Site: New York, NY
15-0286510/13/2016Claimant(s): Jay Simon
Claimant Lawyers(s): Hilton M. Weiner
Respondent(s): Anthony Monaco, Jonathan Rago, Kevin Meade, Nicholas Milano, Robert Eide, Aegis Capital Corp.
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
Checkmark Icon$0
16-0078609/16/2016Claimant(s): Larry Peterson
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Anthony Monaco, Robert Jean, Aegis Capital Corp.
Respondent Lawyers(s): Michael P. Gilmore, Robert Jean
Arbitrator(s): James Mark Eason
Hearing Site: Albuquerque, NM
Checkmark Icon$0
13-0046811/13/2014Claimant(s): Melechdavid.
Claimant Lawyers(s): Joseph N. Paykin
Respondent(s): Harry Charalambos, Maria Robles, Ramnarain Jaigobind, Robert Eide, Aegis Capital Corp.
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Steven Gerard Goerke, Kimberly A. Gilmour, Norman E. Heyman
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
13-0107908/07/2014Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Michael P. Gilmore
Respondent(s): Joseph Santiago
Respondent Lawyers(s): Joseph Santiago
Arbitrator(s): Robert M. Goldstein
Hearing Site: New York, NY
13-0191305/21/2014Claimant(s): Aegis Capital Corp.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Michael Kaplan
Respondent Lawyers(s): Michael Kaplan
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
09-0559601/17/2013Claimant(s): Lloyd Gillespie
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Oppenheimer & Co.., Joshua Barg, Aegis Capital Corp.
Respondent Lawyers(s): Andrew R. Harvin, Michael H. Ference, Ted Poretz
Arbitrator(s): Donald K. Eckhardt, James M. Alexander, Malcolm Edwin Whittaker
Hearing Site: Houston, TX
Checkmark Icon$1,074,600

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