| 13-01450 | 07/09/2015 | Claimant(s): Laidlaw Biopower, Laidlaw Energy Group.
Claimant Lawyers(s): Michael B. Bartoszek
Respondent(s): Richard Buhr, Chatsworth Securities
Respondent Lawyers(s): Kevin T. Hoffman
Arbitrator(s): William G. Binckes, Robert A. Cohen, Ronald J. Colombo
Hearing Site: New York, NY
|  | $0 |
| 14-00534 | 04/29/2015 | Claimant(s): Dana Brett-Levy
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Castleoak Securities
Respondent Lawyers(s): Denver G. Edwards
Arbitrator(s): William G. Binckes, John B. Myers, Michele S. Riley
Hearing Site: New York, NY
| | |
| 11-03182 | 10/28/2014 | Claimant(s): Man Fong Wong
Claimant Lawyers(s): John J O'Connell
Respondent(s): 1st Discount Brokerage.
Respondent Lawyers(s): Robert G. Haile
Arbitrator(s): William G. Binckes, Irene C. Warshauer, Alida D. Camp
Hearing Site: New York, NY
| | $5,994 |
| 14-00121 | 07/30/2014 | Claimant(s): Olson, Cross & Alamo LLC
Claimant Lawyers(s): Wesley Cross
Respondent(s): Adam Gabiam
Respondent Lawyers(s): Adam Amavi Gabiam
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | |
| 12-03668 | 03/20/2014 | Claimant(s): Beth Landau
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): William G. Binckes, Raymond Nardo, Annette B. Meyers
Hearing Site: New York, NY
| | Expungement |
| 09-04558 | 12/13/2012 | Claimant(s): LH Ross & Company.
Claimant Lawyers(s): Mark A. Berman
Respondent(s): Andrew Holtmeyer, Edward Goetz
Respondent Lawyers(s): Andrew Walter Holtmeyer, Edward William Goetz
Arbitrator(s): Michael T. Curley, David S. Billet, William G. Binckes
Hearing Site: New York, NY
| | |
| 11-03620 | 05/08/2012 | Claimant(s): Obsidian Financial Group
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Stuart Jeffery
Respondent Lawyers(s): Stuart A Jeffery
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
| | |
| 11-00298 | 04/24/2012 | Claimant(s): Marshall Caro, Indii.com USE
Claimant Lawyers(s): Marshall Caro
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): William G. Binckes, Harold I. Geringer, Richard Bemporad
Hearing Site: New York, NY
| | $0 |
| 10-03591 | 03/29/2012 | Claimant(s): Carlos Conde and Pamela Conde
Claimant Lawyers(s): Francis T. Pagan
Respondent(s): UBS Financial Services Inc., Wilson Colberg
Respondent Lawyers(s): Guillermo J. Bobonis, Roberto C. Quinones-Rivera
Arbitrator(s): William G. Binckes, David J. Pine, Martin A. Edelstein
Hearing Site: New York, NY
| | Expungement |
| 10-03173 | 03/14/2012 | Claimant(s): Joseph Ditillo
Claimant Lawyers(s): Joseph Ditillo
Respondent(s): Christopher Caufield, UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): William G. Binckes, Peter A. Goldman, Anthony Charles Ginetto
Hearing Site: New York, NY
| | Expungement |
